I | INTRODUCTION |
Human
Evolution, lengthy process of change by which people originated from
apelike ancestors. Scientific evidence shows that the physical and behavioral
traits shared by all people evolved over a period of at least 6 million
years.
One of the earliest defining human traits,
bipedalism—walking on two legs as the primary form of locomotion—evolved
more than 4 million years ago. Other important human characteristics—such as a
large and complex brain, the ability to make and use tools, and the capacity for
language—developed more recently. Many advanced traits—including complex
symbolic expression, such as art, and elaborate cultural diversity—emerged
mainly during the past 100,000 years.
Humans are primates. Physical and genetic
similarities show that the modern human species, Homo sapiens, has a very
close relationship to another group of primate species, the apes. Humans and the
so-called great apes (large apes) of Africa—chimpanzees (including bonobos, or
so-called pygmy chimpanzees) and gorillas—share a common ancestor that lived
sometime between 8 million and 6 million years ago. The earliest humans evolved
in Africa, and much of human evolution occurred on that continent. The fossils
of early humans who lived between 6 million and 2 million years ago come
entirely from Africa.
Most scientists distinguish among 12 to 19
different species of early humans. Scientists do not all agree, however, about
how the species are related or which ones simply died out. Many early human
species—probably the majority of them—left no descendants. Scientists also
debate over how to identify and classify particular species of early humans, and
about what factors influenced the evolution and extinction of each species.
Early humans first migrated out of Africa
into Asia probably between 2 million and 1.7 million years ago. They entered
Europe somewhat later, generally within the past 1 million years. Species of
modern humans populated many parts of the world much later. For instance, people
first came to Australia probably within the past 60,000 years, and to the
Americas within the past 35,000 years. The beginnings of agriculture and the
rise of the first civilizations occurred within the past 10,000 years.
The scientific study of human evolution is
called paleoanthropology. Paleoanthropology is a subfield of
anthropology, the study of human culture, society, and biology.
Paleoanthropologists search for the roots of human physical traits and behavior.
They seek to discover how evolution has shaped the potentials, tendencies, and
limitations of all people. For many people, paleoanthropology is an exciting
scientific field because it illuminates the origins of the defining traits of
the human species, as well as the fundamental connections between humans and
other living organisms on Earth. Scientists have abundant evidence of human
evolution from fossils, artifacts, and genetic studies. However, some people
find the concept of human evolution troubling because it can seem to conflict
with religious and other traditional beliefs about how people, other living
things, and the world came to be. Yet many people have come to reconcile such
beliefs with the scientific evidence.
II | THE PROCESS OF EVOLUTION |
All species of organisms originate through
the process of biological evolution. In this process, new species arise from a
series of natural changes. In animals that reproduce sexually, including humans,
the term species refers to a group whose adult members regularly
interbreed, resulting in fertile offspring—that is, offspring themselves capable
of reproducing. Scientists classify each species with a unique, two-part
scientific name. In this system, modern humans are classified as Homo
sapiens.
The mechanism for evolutionary change
resides in genes—the basic units of heredity. Genes affect how the body and
behavior of an organism develop during its life. The information contained in
genes can change—a process known as mutation. The way particular genes
are expressed—how they affect the body or behavior of an organism—can also
change. Over time, genetic change can alter a species’s overall way of life,
such as what it eats, how it grows, and where it can live.
Genetic changes can improve the ability of
organisms to survive, reproduce, and, in animals, raise offspring. This process
is called adaptation. Parents pass adaptive genetic changes to their offspring,
and ultimately these changes become common throughout a population—a
group of organisms of the same species that share a particular local habitat.
Many factors can favor new adaptations, but changes in the environment often
play a role. Ancestral human species adapted to new environments as their genes
changed, altering their anatomy (physical body structure), physiology (bodily
functions, such as digestion), and behavior. Over long periods, evolution
dramatically transformed humans and their ways of life.
Geneticists estimate that the human line
began to diverge from that of the African apes between 8 million and 5 million
years ago (paleontologists have dated the earliest human fossils to at least 6
million years ago). This figure comes from comparing differences in the genetic
makeup of humans and apes, and then calculating how long it probably took for
those differences to develop. Using similar techniques and comparing the genetic
variations among human populations around the world, scientists have calculated
that all people may share common genetic ancestors that lived sometime between
290,000 and 130,000 years ago.
III | CHARACTERISTICS, CLASSIFICATION, AND EVOLUTION OF THE PRIMATES |
Humans belong to the scientific order named
Primates, a group of over 230 species of mammals that also includes lemurs,
lorises, tarsiers, monkeys, and apes. Modern humans, early humans, and other
species of primates all have many similarities as well as some important
differences. Knowledge of these similarities and differences helps scientists to
understand the roots of many human traits, as well as the significance of each
step in human evolution.
All primates, including humans, share at
least part of a set of common characteristics that distinguish them from other
mammals. Many of these characteristics evolved as adaptations for life in
the trees, the environment in which earlier primates evolved. These include more
reliance on sight than smell; overlapping fields of vision, allowing
stereoscopic (three-dimensional) sight; limbs and hands adapted for clinging on,
leaping from, and swinging on tree trunks and branches; the ability to grasp and
manipulate small objects (using fingers with nails instead of claws); large
brains in relation to body size; and complex social lives.
The scientific classification of primates
reflects evolutionary relationships among individual species and groups of
species. Strepsirhine (meaning 'turned-nosed') primates—of which the living
representatives include lemurs, lorises, and other groups of species all
commonly known as prosimians—evolved earliest and are the most primitive forms
of primates. The earliest monkeys and apes evolved from ancestral haplorhine
(meaning 'simple-nosed') primates, of which the most primitive living
representative is the tarsier. Humans evolved from ape ancestors.
Tarsiers have traditionally been grouped
with prosimians, but many scientists now recognize that tarsiers, monkeys, and
apes share some distinct traits, and group the three together. Monkeys, apes,
and humans—who share many traits not found in other primates—together make up
the suborder Anthropoidea. Apes and humans together make up the superfamily
Hominoidea, a grouping that emphasizes the close relationship among the species
of these two groups.
A | Strepsirhines |
Strepsirhines are the most primitive
types of living primates. The last common ancestors of strepsirhines and other
mammals—creatures similar to tree shrews and classified as
Plesiadapiformes—evolved at least 65 million years ago. The earliest primates
evolved by about 55 million years ago, and fossil species similar to lemurs
evolved during the Eocene Epoch (about 55 million to 38 million years ago).
Strepsirhines share all of the basic characteristics of primates, although their
brains are not particularly large or complex and they have a more elaborate and
sensitive olfactory system (sense of smell) than do other primates.
B | Haplorhines |
B1 | Tarsiers |
Tarsiers are the only living
representatives of a primitive group of primates that ultimately led to monkeys,
apes, and humans. Fossil species called omomyids, with some traits similar to
those of tarsiers, evolved near the beginning of the Eocene, followed by early
tarsier-like primates. While the omomyids and tarsiers are separate evolutionary
branches (and there are no living omomyids), they both share features having to
do with a reduction in the olfactory system, a trait shared by all haplorhine
primates, including humans.
B2 | Anthropoids |
The anthropoid primates are divided
into New World (South America, Central America, and the Caribbean Islands) and
Old World (Africa and Asia) groups. New World monkeys—such as marmosets,
capuchins, and spider monkeys—belong to the infraorder of platyrrhine
(broad-nosed) anthropoids. Old World monkeys and apes belong to the infraorder
of catarrhine (downward-nosed) anthropoids. Since humans and apes
together make up the hominoids, humans are also catarrhine anthropoids.
B2a | The First Catarrhine Primates |
The first catarrhine primates
evolved between 50 million and 33 million years ago. Most primate fossils from
this period have been found in a region of northern Egypt known as Al Fayyūm (or
the Fayum). A primate group known as Propliopithecus, one lineage of
which is sometimes called Aegyptopithecus, had primitive catarrhine
features—that is, it had many of the basic features that Old World monkeys,
apes, and humans share today. Scientists believe, therefore, that
Propliopithecus resembles the common ancestor of all later Old World
monkeys and apes. Thus, Propliopithecus may also be considered an
ancestor or a close relative of an ancestor of humans.
B2b | Hominoids |
Hominoids evolved during the Miocene
Epoch (24 million to 5 million years ago). Among the oldest known hominoids is a
group of primates known by its genus name, Proconsul. Species of
Proconsul had features that suggest a close link to the common ancestor
of apes and humans—for example, the lack of a tail. The species Proconsul
heseloni lived in the trees of dense forests in eastern Africa about 20
million years ago. An agile climber, it had the flexible backbone and narrow
chest characteristic of monkeys, but also a wide range of movement in the hip
and thumb, traits characteristic of apes and humans.
Large ape species had originated in
Africa by 23 million or 22 million years ago. By 15 million years ago, some of
these species had migrated to Asia and Europe over a land bridge formed between
the Africa-Arabian and Eurasian continents, which had previously been separated.
See also Plate Tectonics: Continental Drift.
Early in their evolution, the large
apes underwent several radiations—periods when new and diverse species
branched off from common ancestors. Following Proconsul, the ape genus
Afropithecus evolved about 18 million years ago in Arabia and Africa and
diversified into several species. Soon afterward, three other ape genera
evolved—Griphopithecus of western Asia about 16.5 million years ago, the
earliest ape to have spread from Africa; Kenyapithecus of Africa about 15
million years ago; and Dryopithecus of Europe about 12 million years ago.
Scientists have not yet determined which of these groups of apes may have given
rise to the common ancestor of modern African apes and humans.
Scientists do not all agree about
the appropriate classification of hominoids. They group the living hominoids
into either two or three families: Hylobatidae, Hominidae, and sometimes
Pongidae. Hylobatidae consists of the small or so-called lesser apes of
Southeast Asia, commonly known as gibbons and siamangs. The Hominidae (hominids)
include humans and, according to some scientists, the great apes. For those who
include only humans among the Hominidae, all of the great apes, including the
orangutans of Southeast Asia, belong to the family Pongidae.
In the past only humans were
considered to belong to the family Hominidae, and the term hominid
referred only to species of humans. Today, however, genetic studies support
placing all of the great apes and humans together in this family and the placing
of African apes—chimpanzees and gorillas—together with humans at an even lower
level, or subfamily.
According to this reasoning, the
evolutionary branch of Asian apes leading to orangutans, which separated from
the other hominid branches by about 13 million years ago, belongs to the
subfamily Ponginae. The ancestral and living representatives of the African ape
and human branches together belong to the subfamily Homininae (sometimes called
hominines). Lastly, the line of early and modern humans belongs to the tribe
(classificatory level above genus) Hominini, or hominins.
This order of classification
corresponds with the genetic relationships among ape and human species. It
groups humans and the African apes together at the same level in which
scientists group together, for example, all types of foxes, all buffalo, or all
flying squirrels. Within each of these groups, the species are very closely
related. However, in the classification of apes and humans the similarities
among the names hominoid, hominid, hominine, and hominin can be confusing. In
this article the term early human refers to all species of the human
family tree since the divergence from a common ancestor with the African apes.
Popular writing often still uses the term hominid to mean the same
thing.
C | Humans as Primates |
About 98.5 percent of the genes in
people and chimpanzees are identical, making chimps the closest living
biological relatives of humans. This does not mean that humans evolved from
chimpanzees, but it does indicate that both species evolved from a common ape
ancestor. Orangutans, the great apes of Southeast Asia, differ much more from
humans genetically, indicating a more distant evolutionary relationship.
Modern humans have a number of physical
characteristics reflective of an ape ancestry. For instance, people have
shoulders with a wide range of movement and fingers capable of strong grasping.
In apes, these characteristics are highly developed as adaptations for
brachiation—swinging from branch to branch in trees. Although humans do
not brachiate, the general anatomy from that earlier adaptation remains. Both
people and apes also have larger brains and greater cognitive abilities than do
most other mammals.
Human social life, too, shares
similarities with that of African apes and other primates—such as baboons and
rhesus monkeys—that live in large and complex social groups. Group behavior
among chimpanzees, in particular, strongly resembles that of humans. For
instance, chimps form long-lasting attachments with each other; participate in
social bonding activities, such as grooming, feeding, and hunting; and form
strategic coalitions with each other in order to increase their status and
power. Early humans also probably had this kind of elaborate social life.
However, modern humans fundamentally
differ from apes in many significant ways. For example, as intelligent as apes
are, people’s brains are much larger and more complex, and people have a unique
intellectual capacity and elaborate forms of culture and communication. In
addition, only people habitually walk upright, can precisely manipulate very
small objects, and have a throat structure that makes speech possible.
IV | THE FIRST HUMANS: AUSTRALOPITHECINES |
By around 6 million years ago in Africa, an
apelike species had evolved with two important traits that distinguished it from
apes: (1) small canine, or eye, teeth (teeth next to the four incisors, or front
teeth) and (2) bipedalism—that is, walking on two legs as the primary form of
locomotion. Scientists refer to these earliest human species as
australopithecines, or australopiths for short. The earliest australopith
species known today belong to three genera: Sahelanthropus, Orrorin, and
Ardipithecus. Other species belong to the genus Australopithecus
and, by some classifications, Paranthropus. The name australopithecine
translates literally as “southern ape,” in reference to South Africa, where the
first known australopith fossils were found.
The Great Rift Valley, a region in eastern
Africa in which past movements in Earth’s crust have exposed ancient deposits of
fossils, has become famous for its australopith finds. Countries in which
scientists have found australopith fossils include Ethiopia, Tanzania, Kenya,
South Africa, and Chad. Thus, australopiths ranged widely over the African
continent.
A | From Ape to Human |
Fossils from several different early
australopith species that lived between 4 million and 2 million years ago
clearly show a variety of adaptations that mark the transition from ape to
human. The very early period of this transition, prior to 4 million years ago,
remains poorly documented in the fossil record, but those fossils that do exist
show the most primitive combinations of ape and human features.
Fossils reveal much about the physical
build and activities of early australopiths, but not everything about outward
physical features such as the color and texture of skin and hair, or about
certain behaviors, such as methods of obtaining food or patterns of social
interaction. For these reasons, scientists study the living great
apes—particularly the African apes—to better understand how early australopiths
might have looked and behaved, and how the transition from ape to human might
have occurred.
For example, australopiths probably
resembled the great apes in characteristics such as the shape of the face and
the amount of hair on the body. Australopiths also had brains roughly equal in
size to those of the great apes, so they probably had apelike mental abilities.
Their social life probably resembled that of chimpanzees.
B | Australopith Characteristics |
Most of the distinctly human physical
qualities in australopiths related to their bipedal stance. Before
australopiths, no mammal had ever evolved an anatomy for habitual upright
walking. Australopiths also had small canine teeth, as compared with long
canines found in almost all other catarrhine primates.
Other characteristics of australopiths
reflected their ape ancestry. They had a low cranium behind a projecting face,
and a brain size of 390 to 550 cu cm (24 to 34 cu in)—in the range of an ape’s
brain. The body weight of australopiths, as estimated from their bones, ranged
from 27 to 49 kg (60 to 108 lb), and they stood 1.1 to 1.5 m (3.5 to 5 ft) tall.
Their weight and height compare closely to those of chimpanzees (chimp height
measured standing). Some australopith species had a large degree of sexual
dimorphism—males were much larger than females—a trait also found in
gorillas, orangutans, and some other primates.
Australopiths also had curved fingers and
long thumbs with a wide range of movement. In comparison, the fingers of apes
are longer, more powerful, and more curved, making them extremely well adapted
for hanging and swinging from branches. Apes also have very short thumbs, which
limits their ability to manipulate small objects. Paleoanthropologists speculate
as to whether the long and dexterous thumbs of australopiths allowed them to use
tools more efficiently than do apes.
B1 | Bipedalism |
The anatomy of australopiths shows a
number of adaptations for bipedalism, in both the upper and lower body.
Adaptations in the lower body included the following: The australopith ilium, or
pelvic bone, which rises above the hip joint, was much shorter and broader than
it is in apes. This shape enabled the hip muscles to steady the body during each
step. The australopith pelvis also had a bowl-like shape, which supported the
internal organs in an upright stance. The upper legs angled inward from the hip
joints, which positioned the knees to better support the body during upright
walking. The legs of apes, on the other hand, are positioned almost straight
down from the hip, so that when an ape walks upright for a short distance, its
body sways from side to side. Australopiths also had shorter and less flexible
toes than do apes. The toes worked as rigid levers for pushing off the ground
during each bipedal step.
Other adaptations occurred above the
pelvis. The australopith spine had an S-shaped curve, which shortened the
overall length of the torso and gave it rigidity and balance when standing. By
contrast, apes have a relatively straight spine. The australopith skull also had
an important adaptation related to bipedalism. The opening at the bottom of the
skull through which the spinal cord attaches to the brain, called the foramen
magnum, was positioned more forward than it is in apes. This position set
the head in balance over the upright spine.
Australopiths clearly walked upright on
the ground, but paleoanthropologists debate whether the earliest humans also
spent a significant amount of time in the trees. Certain physical features
indicate that they spent at least some of their time climbing in trees. Such
features include their curved and elongated fingers and elongated arms. However,
their fingers, unlike those of apes, may not have been long enough to allow them
to brachiate through the treetops. Study of fossil wrist bones suggests that
early australopiths had the ability to lock their wrists, preventing backward
bending at the wrist when the body weight was placed on the knuckles of the
hand. This could mean that the earliest bipeds had an ancestor that walked on
its knuckles, as African apes do.
B2 | Small Canine Teeth |
Compared with apes, humans have very
small canine teeth. Apes—particularly males—have thick, projecting, sharp
canines that they use for displays of aggression and as weapons to defend
themselves. The oldest known bipeds, who lived at least 6 million years ago,
still had large canines by human standards, though not as large as in apes. By 4
million years ago australopiths had developed the human characteristic of having
smaller, flatter canines. Canine reduction might have related to an increase in
social cooperation among humans and an accompanying decrease in the need for
males to make aggressive displays.
The australopiths can be divided into an
early group of species, known as gracile australopiths, which arose prior to 3
million years ago; and a later group, known as robust australopiths, which
evolved after 3 million years ago. The gracile australopiths—of which several
species evolved between 4.5 million and 3 million years ago—generally had
smaller teeth and jaws. The later-evolving robusts had larger faces with large
jaws and molars (cheek teeth). These traits indicate powerful and prolonged
chewing of food, and analyses of wear on the chewing surface of robust
australopith molar teeth support this idea. Some fossils of early australopiths
have features resembling those of the later species, suggesting that the robusts
evolved from one or more gracile ancestors.
C | Early Australopiths |
Paleoanthropologists recognize at least
eight species of early australopiths. These include the three earliest
established species, which belong to the genera Sahelanthropus, Orrorin,
and Ardipithecus, a species of the genus Kenyanthropus, and four
species of the genus Australopithecus.
C1 | Sahelanthropus tchadensis |
The oldest known australopith species
is Sahelanthropus tchadensis. Fossils of this species were first
discovered in 2001 in northern Chad, Central Africa, by a research team led by
French paleontologist Michel Brunet. The researchers estimated the fossils to be
between 7 million and 6 million years old. One of the fossils is a cracked yet
nearly complete cranium that shows a combination of apelike and humanlike
features. Apelike features include small brain size, an elongated brain case,
and areas of bone where strong neck muscles would have attached. Humanlike
features include small, flat canine teeth, a short middle part of the face, and
a massive brow ridge (a bony, protruding ridge above the eyes) similar to that
of later human fossils. The opening where the spinal cord attaches to the brain
is tucked under the brain case, which suggests that the head was balanced on an
upright body. It is not certain that Sahelanthropus walked bipedally,
however, because bones from the rest of its skeleton have yet to be discovered.
Nonetheless, its age and humanlike characteristics suggest that the human and
African ape lineages had divided from one another by at least 6 million years
ago.
In addition to reigniting debate about
human origins, the discovery of Sahelanthropus in Chad significantly
expanded the known geographic range of the earliest humans. The Great Rift
Valley and South Africa, from which almost all other discoveries of early human
fossils came, are apparently not the only regions of the continent that preserve
the oldest clues of human evolution.
C2 | Orrorin tugenensis |
Orrorin tugenensis lived about
6 million years ago. This species was discovered in 2000 by a research team led
by French paleontologist Brigitte Senut and French geologist Martin Pickford in
the Tugen Hills region of central Kenya. The researchers found more than a dozen
early human fossils dating between 6.2 million and 6 million years old. Among
the finds were two thighbones that possess a groove indicative of an upright
stance and bipedal walking. Although the finds are still being studied, the
researchers consider these thighbones to be the oldest evidence of habitual
two-legged walking. Fossilized bones from other parts of the skeleton show
apelike features, including long, curved finger bones useful for strong grasping
and movement through trees, and apelike canine and premolar teeth. Because of
this distinctive combination of ape and human traits, the researchers gave a new
genus and species name to these fossils, Orrorin tugenensis, which in the
local language means “original man in the Tugen region.” The age of these
fossils suggests that the divergence of humans from our common ancestor with
chimpanzees occurred before 6 million years ago.
C3 | Ardipithecus ramidus |
In 1994 an Ethiopian member of a
research team led by American paleoanthropologist Tim White discovered human
fossils estimated to be about 4.4 million years old. White and his colleagues
gave their discovery the name Ardipithecus ramidus. Ramid means
“root” in the Afar language of Ethiopia and refers to the closeness of this new
species to the roots of humanity. At the time of this discovery, the genus
Australopithecus was scientifically well established. White
devised the genus name Ardipithecus to distinguish this new species from
other australopiths because its fossils had a very ancient combination of
apelike and humanlike traits. More recent finds indicate that this species may
have lived as early as 5.8 million to 5.2 million years ago. It has been
suggested, however, that these older fossils may represent a related species
called Ardipithecus kadabba.
The teeth of Ardipithecus
ramidus had a thin outer layer of enamel—a trait also seen in the African
apes but not in other australopith species or most older fossil apes. This trait
suggests a fairly close relationship with an ancestor of the African apes. In
addition, the skeleton shows strong similarities to that of a chimpanzee but has
slightly reduced canine teeth and adaptations for bipedalism.
C4 | Australopithecus anamensis |
In 1965 a research team from Harvard
University discovered a single arm bone of an early human at the site of Kanapoi
in northern Kenya. The researchers estimated this bone to be 4 million years
old, but could not identify the species to which it belonged or return at the
time to look for related fossils. It was not until 1994 that a research team,
led by British-born Kenyan paleoanthropologist Meave Leakey, found numerous
teeth and fragments of bone at the site that could be linked to the previously
discovered fossil. Leakey and her colleagues determined that the fossils were
those of a very primitive species of australopith, which was given the name
Australopithecus anamensis. Researchers have since found other A.
anamensis fossils at nearby sites, dating between about 4.2 million and 3.9
million years old. The skull of this species appears apelike, while its enlarged
tibia (lower leg bone) indicates that it supported its full body weight on one
leg at a time, as in regular bipedal walking.
C5 | Australopithecus afarensis |
Australopithecus anamensis was
quite similar to another, much better-known species, A. afarensis, a
gracile australopith that thrived in eastern Africa between about 3.8 million
and 3 million years ago. The most celebrated fossil of this species, known as
Lucy, is a partial skeleton of a female discovered by American
paleoanthropologist Donald Johanson in 1974 at Hadar, Ethiopia. Lucy lived 3.2
million years ago. Scientists have identified several hundred fossils of A.
afarensis from Hadar, including a collection representing at least 13
individuals of both sexes and various ages, all from a single site.
One of the most complete specimens of
A. afarensis found so far was announced in 2006. A team led by Ethiopian
scientist Zeresenay Alemseged unearthed the partial skeleton of a three-year-old
female at Dikika in the Afar region of Ethiopia. Nicknamed “Selam,” the Dikika
child dates from around 3.3 million years ago. The well-preserved bones provide
previously undocumented details of the skull and skeleton. Some features such as
the shape of the shoulder blades, the long, curved fingers, and the semicircular
ear canals involved in balance are more apelike, suggesting an adaptation for
climbing trees. However, the leg bones and feet indicate an ability to walk
upright even at an early age. The shape of the brain was preserved and its size
indicates the species grew to adulthood more slowly than chimpanzees, a
characteristic of later hominids, including modern humans. The hyoid bone that
supports the tongue was found, as well. The bone is crucial to speech in modern
humans but the shape in the Dikika child is like that found in modern great
apes, and not humans.
Researchers working in northern
Tanzania have also found fossilized bones of A. afarensis at
Laetoli. This site, dated at 3.6 million years old, is best known for its
spectacular trails of bipedal human footprints. Preserved in hardened volcanic
ash, these footprints were discovered in 1978 by a research team led by British
paleoanthropologist Mary Leakey. They provide irrefutable evidence that
australopiths regularly walked bipedally.
Paleoanthropologists have debated
interpretations of the characteristics of A. afarensis and its place in
the human family tree. One controversy centers on the Laetoli footprints, which
some scientists believe show that the foot anatomy and gait of A.
afarensis did not exactly match those of modern humans. This observation may
indicate that early australopiths did not live primarily on the ground or at
least spent a significant amount of time in the trees. The skeleton of Lucy also
indicates that A. afarensis had longer, more powerful arms than most
later human species, suggesting that this species was adept at climbing
trees.
Another controversy has to do with the
scientific classification of the A. afarensis fossils. Compared
with Lucy, who stood only 1.1 m (3.5 ft) tall, other fossils identified as A.
afarensis from Hadar and Laetoli came from individuals who stood up to 1.5 m
(5 ft) tall. This great difference in size leads some scientists to suggest that
the entire set of fossils now classified as A. afarensis actually
represents two species. Most scientists, however, believe the fossils represent
one highly dimorphic species—that is, a species that has two distinct
forms (in this case, two sizes). Supporters of this view note that both large
(presumably male) and small (presumably female) adults occur together in one
site at Hadar.
A third controversy arises from the
claim that A. afarensis was the common ancestor of both later
australopiths and the modern human genus, Homo. While this idea remains a
strong possibility, the similarity between this and another australopith
species—one from southern Africa, named Australopithecus africanus—makes
it difficult to decide which of the two species gave rise to the genus
Homo.
C6 | Australopithecus africanus |
Australopithecus africanus
thrived in the Transvaal region of what is now South Africa between about 3.3
million and 2.5 million years ago. Australian-born anatomist Raymond Dart
discovered this species—the first known australopith—in 1924 at Taung, South
Africa. The specimen, that of a young child, came to be known as the Taung
Child. For decades after this discovery, almost no one in the scientific
community believed Dart’s claim that the skull came from an ancestral human. In
the late 1930s teams led by Scottish-born South African paleontologist Robert
Broom unearthed many more A. africanus skulls and other bones from the
Transvaal site of Sterkfontein.
A. africanus generally had a
more globular braincase and less primitive-looking face and teeth than did A.
afarensis. Thus, some scientists consider the southern species of early
australopith to be a likely ancestor of the genus Homo. According to
other scientists, however, certain heavily built facial and cranial features of
A. africanus from Sterkfontein identify it as an ancestor of the robust
australopiths that lived later in the same region. In 1998 a research team led
by South African paleoanthropologist Ronald Clarke discovered an almost complete
early australopith skeleton at Sterkfontein. This important find may resolve
some of the questions about where A. africanus fits in the story of human
evolution.
C7 | Kenyanthropus platyops |
Working in the Lake Turkana region of
northern Kenya, a research team led by paleontologist Meave Leakey uncovered in
1999 a cranium and other bone remains of an early human that showed a mixture of
features unseen in previous discoveries of early human fossils. The remains were
estimated to be 3.5 million years old, and the cranium’s small brain and earhole
were similar to those of the very earliest humans. Its cheekbone, however,
joined the rest of the face in a forward position, and the region beneath the
nose opening was flat. These are traits found in later human fossils from around
2 million years ago, typically those classified in the genus Homo. Noting
this unusual combination of traits, researchers named a new genus and species,
Kenyanthropus platyops, or “flat-faced human from Kenya.” Before this
discovery, it seemed that only a single early human species, Australopithecus
afarensis, lived in East Africa between 4 million and 3 million years ago.
Yet Kenyanthropus indicates that a diversity of species, including a more
humanlike lineage than A. afarensis, lived in this time period, just as
in most other eras in human prehistory.
C8 | Australopithecus garhi |
The human fossil record is poorly
known between 3 million and 2 million years ago, which makes recent finds from
the site of Bouri, Ethiopia, particularly important. From 1996 to 1998, a
research team led by Ethiopian paleontologist Berhane Asfaw and American
paleontologist Tim White found the skull and other skeletal remains of an early
human specimen about 2.5 million years old. The researchers named it
Australopithecus garhi; the word garhi means “surprise” in the
Afar language. The specimen is unique in having large incisors and molars in
combination with an elongated forearm and thighbone. Its powerful arm bones
suggest a tree-living ancestry, but its longer legs indicate the ability to walk
upright on the ground. Fossils of A. garhi are associated with some of
the oldest known stone tools, along with animal bones that were cut and cracked
with tools. It is possible, then, that this species was among the first to make
the transition to stone toolmaking and to eating meat and bone marrow from large
animals.
D | Late Australopiths |
By 2.7 million years ago the later,
robust australopiths had evolved. These species had what scientists refer to as
megadont cheek teeth—wide molars and premolars coated with thick
enamel. Their incisors, by contrast, were small. The robusts also had an
expanded, flattened, and more vertical face than did gracile australopiths. This
face shape helped to absorb the stresses of strong chewing. On the top of the
head, robust australopiths had a sagittal crest (ridge of bone along the
top of the skull from front to back) to which thick jaw muscles attached. The
zygomatic arches (which extend back from the cheek bones to the ears),
curved out wide from the side of the face and cranium, forming very large
openings for the massive chewing muscles to pass through near their attachment
to the lower jaw. Altogether, these traits indicate that the robust
australopiths chewed their food powerfully and for long periods.
Other ancient animal species that
specialized in eating plants, such as some types of wild pigs, had similar
adaptations in their facial, dental, and cranial anatomy. Thus, scientists think
that the robust australopiths had a diet consisting partly of tough, fibrous
plant foods, such as seed pods and underground tubers. Analyses of microscopic
wear on the teeth of some robust australopith specimens appear to support the
idea of a vegetarian diet, although chemical studies of fossils suggest that the
southern robust species may also have eaten meat.
Scientists originally used the word
robust to refer to the late australopiths out of the belief that they had
much larger bodies than did the early, gracile australopiths. However, further
research has revealed that the robust australopiths stood about the same height
and weighed roughly the same amount as Australopithecus afarensis and
A. africanus.
D1 | Australopithecus aethiopicus |
The earliest known robust species,
Australopithecus aethiopicus, lived in eastern Africa by 2.7 million
years ago. In 1985 at West Turkana, Kenya, American paleoanthropologist
Alan Walker discovered a 2.5-million-year-old fossil skull that helped to define
this species. It became known as the “black skull” because of the color it had
absorbed from minerals in the ground. The skull had a tall sagittal crest toward
the back of its cranium and a face that projected far outward from the forehead.
A. aethiopicus shared some primitive features with A.
afarensis—that is, features that originated in the earlier East African
australopith. This may indicate that A. aethiopicus evolved from A.
afarensis.
D2 | Australopithecus boisei |
Australopithecus boisei, the
other well-known East African robust australopith, lived over a long
period of time, between about 2.3 million and 1.4 million years ago. In 1959
Mary Leakey discovered the original fossil of this species—a nearly complete
skull—at the site of Olduvai Gorge in Tanzania. Kenyan-born paleoanthropologist
Louis Leakey, husband of Mary, originally named the new species Zinjanthropus
boisei (Zinjanthropus translates as “East African man”). This
skull—dating from 1.8 million years ago—has the most specialized features of all
the robust species. It has a massive, wide and dished-in face capable of
withstanding extreme chewing forces, and molars four times the size of those in
modern humans. Since the discovery of Zinjanthropus, now recognized as an
australopith, scientists have found great numbers of A. boisei fossils in
Tanzania, Kenya, and Ethiopia.
D3 | Australopithecus robustus |
The southern robust species, called
Australopithecus robustus, lived between about 1.8 million and 1.3
million years ago in the Transvaal, the same region that was home to A.
africanus. In 1938 Robert Broom, who had found many A. africanus
fossils, bought a fossil jaw and molar that looked distinctly different from
those in A. africanus. After finding the site of Kromdraai, from which
the fossil had come, Broom collected many more bones and teeth that together
convinced him to name a new species, which he called Paranthropus robustus
(Paranthropus meaning “beside man”). Later scientists dated this
skull at about 1.5 million years old. In the late 1940s and 1950 Broom
discovered many more fossils of this species at the Transvaal site of
Swartkrans.
D4 | The Origins and Fate of Late Australopiths |
Many scientists believe that robust
australopiths represent a distinct evolutionary group of early humans because
these species share features associated with heavy chewing. According to this
view, Australopithecus aethiopicus diverged from other
australopiths and later gave rise to A. boisei and A. robustus.
Paleoanthropologists who strongly support this view think that the robusts
should be classified in the genus Paranthropus, the original name given
to the southern species. Thus, these three species are sometimes referred
to as P. aethiopicus, P. boisei, and P. robustus.
Other paleoanthropologists believe that
the eastern robust species, A. aethiopicus and A. boisei, may have
evolved from an early australopith of the same region, perhaps A. afarensis.
According to this view, A. africanus gave rise only to the southern
species, A. robustus. Scientists refer to such a case—in which two or
more independent species evolve similar characteristics in different places or
at different times—as parallel evolution. If parallel evolution occurred
in australopiths, the robust species would make up two separate branches of the
human family tree.
The last robust australopiths died out
about 1.4 million years ago. At about this time, climate patterns around the
world entered a period of fluctuation, and these changes may have reduced the
food supply on which robusts depended. Interaction with larger-brained members
of the genus Homo, such as Homo erectus, may also have contributed
to the decline of late australopiths, although no compelling evidence exists of
such direct contact. Competition with several other species of plant-eating
monkeys and pigs, which thrived in Africa at the time, may have been an even
more important factor. But the reasons why the robust australopiths became
extinct after flourishing for such a long time are not yet known for sure.
E | Why Did Humans Evolve? |
Scientists have several ideas about why
australopiths first split off from the apes, initiating the course of human
evolution. Virtually all hypotheses suggest that environmental change was an
important factor, specifically in influencing the evolution of bipedalism. Some
well-established ideas about why humans first evolved include (1) the savanna
hypothesis, (2) the woodland-mosaic hypothesis, and (3) the variability
hypothesis.
The global climate cooled and became
drier between 8 million and 5 million years ago, near the end of the Miocene
Epoch. According to the savanna hypothesis, this climate change broke up and
reduced the area of African forests. As the forests shrunk, an ape population in
eastern Africa became separated from other populations of apes in the more
heavily forested areas of western Africa. The eastern population had to adapt to
its drier environment, which contained larger areas of grassy savanna.
The expansion of dry terrain favored the
evolution of terrestrial living, and made it more difficult to survive by living
in trees. Terrestrial apes might have formed large social groups in order to
improve their ability to find and collect food and to fend off
predators—activities that also may have required the ability to communicate
well. The challenges of savanna life might also have promoted the rise of tool
use, for purposes such as scavenging meat from the kills of predators. These
important evolutionary changes would have depended on increased mental abilities
and, therefore, may have correlated with the development of larger brains in
early humans.
Critics of the savanna hypothesis argue
against it on several grounds, but particularly for two reasons. First,
discoveries by a French scientific team of australopith fossils in Chad, in
Central Africa, suggests that the environments of East Africa may not have been
fully separated from those farther west. Second, recent research suggests that
open savannas were not prominent in Africa until sometime after 2 million years
ago.
Criticism of the savanna hypothesis has
spawned alternative ideas about early human evolution. The woodland-mosaic
hypothesis proposes that the early australopiths evolved in patchily wooded
areas—a mosaic of woodland and grassland—that offered opportunities for feeding
both on the ground and in the trees, and that ground feeding favored
bipedalism.
The variability hypothesis suggests that
early australopiths experienced many changes in environment and ended up living
in a range of habitats, including forests, open-canopy woodlands, and savannas.
In response, their populations became adapted to a variety of surroundings.
Scientists have found that this range of habitats existed at the time when the
early australopiths evolved. So the development of new anatomical
characteristics—particularly bipedalism—combined with an ability to climb trees,
may have given early humans the versatility to live in a variety of
habitats.
Scientists also have many ideas about
which benefits of bipedalism may have influenced its evolution. Ideas about the
benefits of regular bipedalism include that it freed the hands, making it easier
to carry food and tools; allowed early humans to see over tall grass to watch
for predators; reduced exposure of the body to hot sun and increased exposure to
cooling winds; improved the ability to hunt or use weapons, which became easier
with an upright posture; and made extensive feeding from bushes and low branches
easier than it would have been for a quadruped. Scientists do not overwhelmingly
support any one of these ideas. Recent studies of chimpanzees suggest, though,
that the ability to feed more easily might have particular relevance. Chimps
move on two legs most often when they feed from the ground on the leaves and
fruits of bushes and low branches. Chimps cannot, however, walk in this way over
long distances.
Bipedalism in early humans would have
enabled them to travel efficiently over long distances, giving them an advantage
over quadrupedal apes in moving across barren open terrain between groves of
trees. In addition, the earliest humans continued to have the advantage from
their ape ancestry of being able to escape into the trees to avoid predators.
The benefits of both bipedalism and agility in the trees may explain the unique
anatomy of australopiths. Their long, powerful arms and curved fingers probably
made them good climbers, while their pelvis and lower limb structure was
reshaped for upright walking.
V | THE GENUS HOMO |
People belong to the genus Homo,
which first evolved at least 2.3 million to 2.5 million years ago. The earliest
members of this genus differed from the australopiths in at least one important
respect—they had larger brains than did their predecessors.
The evolution of the modern human genus can
be divided roughly into three periods: early, middle, and late. Species of early
Homo resembled gracile australopiths in many ways. Some early Homo
species lived until possibly 1.6 million years ago. The period of middle
Homo began perhaps between 2 million and 1.8 million years ago,
overlapping with the end of early Homo. Species of middle Homo
evolved an anatomy much more similar to that of modern humans but had
comparatively small brains. The transition from middle to late Homo
probably occurred sometime around 200,000 years ago. Species of late Homo
evolved large and complex brains and eventually language. Culture also became an
increasingly important part of human life during the most recent period of
evolution.
A | Origins |
The origin of the genus Homo has
long intrigued paleoanthropologists and prompted much debate. One of several
known species of australopiths, or one not yet discovered, could have given rise
to the first species of Homo. Scientists also do not know exactly what
factors favored the evolution of a larger and more complex brain—the defining
physical trait of modern humans.
Louis Leakey originally argued that the
origin of Homo related directly to the development of
toolmaking—specifically, the making of stone tools. Toolmaking requires certain
mental skills and fine hand manipulation that may exist only in members of our
own genus. Indeed, the name Homo habilis (meaning “handy man”) refers
directly to the making and use of tools.
However, several species of australopiths
lived at the same time as early Homo, making it unclear which species
produced the earliest stone tools. Recent studies of australopith hand bones
have suggested that at least one of the robust species, Australopithecus
robustus, could have made tools. In addition, during the 1960s and 1970s
researchers first observed that some nonhuman primates, such as chimpanzees,
make and use tools, suggesting that australopiths and the apes that preceded
them probably also made some kinds of tools.
According to some scientists, however,
early Homo probably did make the first stone tools. The ability to cut
and pound foods would have been most useful to these smaller-toothed humans,
whereas the robust australopiths could chew even very tough foods. Furthermore,
early humans continued to make stone tools similar to the oldest known kinds for
a time long after the gracile australopiths died out.
Some scientists think that a period of
environmental cooling and drying in Africa set the stage for the evolution of
Homo. According to this idea, many types of animals suited to the
challenges of a drier environment originated during the period between about 2.8
million and 2.4 million years ago, including the first species of Homo. A
toolmaking human might have had an advantage in obtaining alternative food
sources as vegetation became sparse in increasingly dry environments. The new
foods might have included underground roots and tubers, as well as meat obtained
through scavenging or hunting. However, some scientists disagree with this idea,
arguing that the period during which Homo evolved fluctuated between
drier and wetter conditions, rather than just becoming dry. In this case, the
making and use of stone tools and an expansion of the diet in early
Homo—as well as an increase in brain size—may all have been adaptations
to unpredictable and fluctuating environments. In either case, more scientific
documentation is necessary to strongly support or refute the idea that early
Homo arose as part of a larger trend of rapid species extinction and the
evolution of many new species during a period of environmental change.
B | Early Homo |
Paleoanthropologists generally recognize
two species of early Homo—Homo habilis and H.
rudolfensis (although other species may also have existed). The record is
unclear because most of the early fossils that scientists have identified as
species of Homo—rather than robust australopiths who lived at the same
time—occur as isolated fragments. In many places, only teeth, jawbones, and
pieces of skull—without any other skeletal remains—indicate that new species of
smaller-toothed humans had evolved as early as 2.5 million years ago. Scientists
cannot always tell whether these fossils belong to late-surviving gracile
australopiths or early representatives of Homo. The two groups resemble
each other because Homo likely descended directly from a species of
gracile australopith.
B1 | Homo habilis |
Between 1960 and 1963, at Olduvai Gorge,
Tanzania, a team led by Louis and Mary Leakey discovered the remains of an early
human that seemed distinctly different from the australopiths. In 1964 Louis
Leakey, South African paleoanthropologist Philip Tobias, and British primate
researcher John Napier concluded that these remains represented a new species,
which they named Homo habilis. The scientists placed the species in the
genus Homo because its brain was estimated to be significantly larger
than that of any known australopith. Other scientists questioned whether the
amount of brain enlargement was sufficient for inclusion of the species in
Homo, and even whether H. habilis was different from
Australopithecus africanus, as the teeth of the two species look similar.
However, scientists now widely accept both the genus and species names
designated by the Olduvai team. According to recent estimates, H. habilis
had a brain volume that ranged from 590 to 690 cu cm (36 to 42 cu in), well
above the range for australopithecines.
H. habilis lived in eastern and
possibly southern Africa between about 1.9 million and 1.6 million years ago,
and maybe as early as 2.4 million years ago. Although the fossils of this
species somewhat resemble those of australopiths, H. habilis had smaller
and narrower molar teeth, premolar teeth, and jaws than did its predecessors and
contemporary robust australopiths.
A fragmented skeleton of a female from
Olduvai shows that she stood only about 1 m (3.3 ft) tall, and the ratio of the
length of her arms to her legs was greater than that in the australopith Lucy.
At least in the case of this individual, therefore, H. habilis had very
apelike body proportions. However, H. habilis had more
modern-looking feet and hands capable of producing tools. Some of the earliest
stone tools from Olduvai have been found with H. habilis fossils,
suggesting that this species made and used the tools at this site.
Scientists began to notice a high degree
of variability in body size as they discovered more early Homo fossils.
This could have indicated that H. habilis had a large amount of sexual
dimorphism. For instance, the Olduvai female skeleton was dwarfed in comparison
with some other fossils—exemplified by a sizable early Homo cranium from
East Turkana in northern Kenya. However, the differences in size actually
exceeded those expected between males and females of the same species, and this
finding later helped convince scientists that another species of early
Homo had lived in eastern Africa.
B2 | Homo rudolfensis |
This second species of early Homo
was given the name Homo rudolfensis, after Lake Rudolf (now Lake
Turkana). The best-known fossils of H. rudolfensis come from the area
surrounding this lake and date from about 1.9 million years ago.
Paleoanthropologists have not determined the entire time range during which
H. rudolfensis may have lived.
This species had a larger face and body
than did H. habilis. The cranial capacity of H. rudolfensis
averaged about 750 cu cm (46 cu in). Scientists need more evidence to know
whether the brain of H. rudolfensis in relation to its body size was
larger than that proportion in H. habilis. A larger brain-to-body-size
ratio can indicate increased mental abilities. H. rudolfensis also had
fairly large teeth, approaching the size of those in robust australopiths. The
discovery of even a partial fossil skeleton would reveal whether this larger
form of early Homo had apelike or more modern body proportions.
Scientists have found several modern-looking thighbones that date from
between 2 million and 1.8 million years ago and may belong to H.
rudolfensis. These bones suggest a body size of 1.5 m (5 ft) and 52 kg (114
lb).
C | Middle Homo |
By about 1.9 million years ago, the period
of middle Homo had begun in Africa. Until recently, paleoanthropologists
recognized one species in this period, Homo erectus. Many
now recognize three species of middle Homo: H. ergaster, H.
erectus, and H. heidelbergensis. However, some still think H.
ergaster is an early African form of H. erectus, or that H.
heidelbergensis is a late form of H. erectus.
The skulls and teeth of early African
populations of middle Homo differed subtly from those of later H.
erectus populations from China and the island of Java in Indonesia. H.
ergaster makes a better candidate for an ancestor of the modern human line
because Asian H. erectus has some specialized features not seen in some
later humans, including our own species. H. heidelbergensis has
similarities to both H. erectus and the later species H.
neanderthalensis, although it may have been a transitional species between
middle Homo and the line to which modern humans belong.
C1 | Homo ergaster |
Homo ergaster probably first
evolved in Africa around 2 million years ago. This species had a rounded cranium
with a brain size of between 700 and 850 cu cm (49 to 52 cu in), a prominent
brow ridge, small teeth, and many other features that it shared with the later
H. erectus. Many paleoanthropologists consider H. ergaster a good
candidate for an ancestor of modern humans because it had several modern skull
features, including relatively thin cranial bones. Most H. ergaster
fossils come from the time range of 1.8 million to 1.5 million years ago.
The most important fossil of this
species yet found is a nearly complete skeleton of a young male from West
Turkana, Kenya, which dates from about 1.55 million years ago. Scientists
determined the sex of the skeleton from the shape of its pelvis. They also
determined from patterns of tooth eruption and bone growth that the boy had died
when he was between 9 and 12 years old.
The Turkana boy, as the skeleton is
known, had elongated leg bones and arm, leg, and trunk proportions that
essentially match those of a modern human, in sharp contrast with the apelike
proportions of H. habilis and Australopithecus afarensis. He
appears to have been quite tall and slender. Scientists estimate that, had he
grown into adulthood, the boy would have reached a height of 1.8 m (6 ft) and a
weight of 68 kg (150 lb). The anatomy of the Turkana boy indicates that H.
ergaster was particularly well adapted for walking and perhaps for running
long distances in a hot environment (a tall and slender body dissipates heat
well) but not for any significant amount of tree climbing.
The oldest humanlike fossils outside of
Africa have also been classified as H. ergaster, dated around 1.75
million years old. These finds, from the Dmanisi site in the southern Caucasus
Mountains of Georgia, consist of several crania, jaws, and other fossilized
bones. Some of these are strikingly like East African H. ergaster, but
others are smaller or larger than H. ergaster, suggesting a high degree
of variation within a single population.
H. ergaster, H. rudolfensis, and H. habilis, in
addition to possibly two robust australopiths, all might have coexisted in
Africa around 1.9 million years ago. This finding goes against a traditional
paleoanthropological view that human evolution consisted of a single line that
evolved progressively over time—an australopith species followed by early
Homo, then middle Homo, and finally H. sapiens. It appears
that periods of species diversity and extinction have been common during human
evolution, and that modern H. sapiens has the rare distinction of being
the only living human species today.
Although H. ergaster appears to
have coexisted with several other human species, they probably did not
interbreed. Mating rarely succeeds between two species with significant skeletal
differences, such as H. ergaster and H. habilis. Many
paleoanthropologists now believe that H. ergaster descended from an
earlier population of Homo—perhaps one of the two known species of early
Homo—and that the modern human line descended from H.
ergaster.
C2 | Homo erectus |
Paleoanthropologists now know that
humans first evolved in Africa and lived only on that continent for a few
million years. The earliest human species known to have spread in large numbers
beyond the African continent was first discovered in Southeast Asia. In 1891
Dutch physician Eugène Dubois found the cranium of an early human on the
Indonesian island of Java. He named this early human Pithecanthropus
erectus, or “erect ape-man.” Today paleoanthropologists refer to this
species as Homo erectus.
H. erectus appears to have
evolved in Africa from earlier populations of H. ergaster, and then
spread to Asia sometime between 1.8 million and 1.5 million years ago. The
youngest known fossils of this species, from the Solo River in Java, may date
from as recently as 53,000 to 27,000 years ago (although that dating is
controversial). So H. erectus was a very successful species—both
widespread, having lived in Africa and much of Asia, and long-lived, having
survived for possibly more than 1.5 million years.
H. erectus had a low and rounded
braincase that was elongated from front to back, a prominent brow ridge, and an
adult cranial capacity of 800 to 1,250 cu cm (50 to 80 cu in), an average twice
that of the australopiths. Its bones, including the cranium, were thicker than
those of earlier species. Prominent muscle markings and thick, reinforced areas
on the bones of H. erectus indicate that its body could withstand
powerful movements and stresses. Although it had much smaller teeth than did the
australopiths, it had a heavy and strong jaw.
In the 1920s and 1930s German anatomist
and physical anthropologist Franz Weidenreich excavated the most famous
collections of H. erectus fossils from a cave at the site of Zhoukoudian
(Chou-k’ou-tien), China, near Beijing (Peking). Scientists dubbed these fossil
humans Sinanthropus pekinensis, or Peking Man, but others later
reclassified them as H. erectus. The Zhoukoudian cave yielded the
fragmentary remains of over 30 individuals, ranging from about 500,000 to
250,000 years old. These fossils were lost near the outbreak of World War II,
but Weidenreich had made excellent casts of his finds. Further studies at the
cave site have yielded more H. erectus remains.
Other important fossil sites for this
species in China include Lantian, Yuanmou, Yunxian, and Hexian. Researchers have
also recovered many tools made by H. erectus in China at sites such as
Nihewan and Bose, and other sites of similar age (at least 1 million to 250,000
years old).
Ever since the discovery of H.
erectus, scientists have debated whether this species was a direct ancestor
of later humans, including H. sapiens. The last populations of H.
erectus—such as those from the Solo River in Java—may have lived as recently
as 53,000 to 27,000 years ago, at the same time as did populations of H.
sapiens. Modern humans could not have evolved from these late populations of
H. erectus, a much more primitive type of human. However, earlier East
Asian populations could have given rise to H. sapiens.
C3 | Homo heidelbergensis |
Many paleoanthropologists believe that
early humans migrated into Europe by 800,000 years ago, and that these
populations were not Homo erectus. A growing number of scientists refer
to these early migrants into Europe—who predated both Neandertals and H.
sapiens in the region—as H. heidelbergensis. The species name comes
from a 500,000-year-old jaw found near Heidelberg, Germany.
Scientists have found few human fossils
in Africa for the period between 1.2 million and 600,000 years ago, during which
H. heidelbergensis or its ancestors first migrated into Europe.
Populations of H. ergaster (or possibly H. erectus) appear to have
lived until at least 800,000 years ago in Africa, and possibly until 500,000
years ago in northern Africa. When these populations disappeared, other
massive-boned and larger-brained humans—possibly H.
heidelbergensis—appear to have replaced them. Scientists have found fossils
of these stockier humans at sites in Bodo, Ethiopia; Saldanha (also known as
Elandsfontein), South Africa; Ndutu, Tanzania; and Kabwe, Zimbabwe.
Scientists have come up with at least
three different interpretations of these African fossils. Some scientists place
the fossils in the species H. heidelbergensis and think that this species
gave rise to both the Neandertals (in Europe) and H. sapiens (in Africa).
Others think that the European and African fossils belong to two distinct
species, and that the African populations—which, in this view, were not H.
heidelbergensis but a separate species—gave rise to H. sapiens. Yet
other scientists advocate a long-held view that H. erectus and H.
sapiens belong to a single evolving lineage, and that the African fossils
belong in the category of archaic H. sapiens (archaic meaning not
fully anatomically modern).
The fossil evidence does not clearly
favor any of these three interpretations over another. A growing number of
fossils from Asia, Africa, and Europe have features that are intermediate
between early H. ergaster and H. sapiens. This kind of variation
makes it hard to decide how to identify distinct species and to determine which
group of fossils represents the most likely ancestor of later humans.
C4 | Why Did Humans Spread Out of Africa? |
Humans evolved in Africa and lived only
there for as long as 4 million years or more, so scientists wonder what finally
triggered the first human migration out of Africa (a movement that coincided
with the spread of early human populations throughout the African continent).
The answer to this question depends, in part, on knowing exactly when that first
migration occurred. Some studies claim that sites in Asia and Europe contain
crude stone tools and fossilized fragments of humanlike teeth that date from
more than 1.8 million years ago. Although these claims remain unconfirmed, small
populations of humans may have entered Asia prior to 1.8 million years ago,
followed by a more substantial spread between 1.6 million and 1 million years
ago. Early humans reached northeastern Asia by around 1.4 million years ago,
inhabiting a region close to the perpetually dry deserts of northern China. The
first major habitation of central and western Europe, on the other hand, does
not appear to have occurred until between 1 million and 500,000 years ago.
Scientists once thought that advances in
stone tools could have enabled early humans such as Homo erectus to move
into Asia and Europe, perhaps by helping them to obtain new kinds of food, such
as the meat of large mammals. If African human populations had developed tools
that allowed them to hunt large game effectively, they would have had a reliable
source of food wherever they went. In this view, humans first migrated into
Eurasia based on a unique cultural adaptation.
By 1.5 million years ago, early humans
had begun to make new kinds of tools, which scientists call Acheulean.
Common Acheulean tools included large handaxes and cleavers. While these new
tools might have helped early humans to hunt, the first known Acheulean tools in
Africa date from later than the earliest known human presence in Asia. Also,
most East Asian sites over 200,000 years old contain only simply shaped cobble
and flake tools. In contrast, Acheulean tools were more finely crafted, larger,
and more symmetrical. Thus, the earliest settlers of Eurasia did not have a true
Acheulean technology, and advances in toolmaking alone cannot explain the spread
out of Africa.
Another possibility is that the early
spread of humans to Eurasia was not unique, but rather part of a wider migration
of meat-eating animals, such as lions and hyenas. The human migration out of
Africa occurred during the early part of the Pleistocene Epoch, between 1.8
million and 780,000 years ago. Many African carnivores spread to Eurasia during
the early Pleistocene, and humans could have moved along with them. In this
view, H. erectus was one of many meat-eating species to expand into
Eurasia from Africa, rather than a uniquely adapted species. Relying on meat as
a primary food source might have allowed many meat-eating species, including
humans, to move through many different environments without having to quickly
learn about unfamiliar and potentially poisonous plants.
However, the migration of humans to
eastern Asia may have occurred gradually and through lower latitudes and
environments similar to those of Africa. If East African populations of H.
erectus moved at only 1.6 km (1 mi) every 20 years, they could have reached
Southeast Asia in 150,000 years. Over this amount of time, humans could have
learned about and begun relying on edible plant foods. Thus, eating meat may not
have played a crucial role in the first human migrations to new continents.
Careful comparison of animal fossils, stone tools, and early human fossils from
Africa, Asia, and Europe will help scientists to better determine what factors
motivated and allowed humans to venture out of Africa for the first time.
D | Late Homo |
The origin of our own species, Homo
sapiens, is one of the most hotly debated topics in paleoanthropology. This
debate centers on whether or not modern humans have a direct relationship to
H. erectus or to the Neandertals, a well-known, more modern group of
humans who evolved within the past 250,000 years. Paleoanthropologists commonly
use the term anatomically modern Homo sapiens to distinguish people of
today from these similar predecessors.
Traditionally, paleoanthropologists
classified as Homo sapiens any fossil human younger than 500,000 years
old with a braincase larger than that of H. erectus. Thus, many
scientists who believe that modern humans descend from a single line dating back
to H. erectus use the name archaic Homo sapiens to refer to a wide
variety of fossil humans that predate anatomically modern H. sapiens. The
term archaic denotes a set of physical features typical of Neandertals
and other species of late Homo prior to modern Homo sapiens. These
features include a combination of a robust skeleton, a large but low braincase
(positioned somewhat behind, rather than over, the face), and a lower jaw
lacking a prominent chin. In this sense, Neandertals are sometimes classified as
a subspecies of archaic H. sapiens—H. sapiens neanderthalensis.
Other scientists think that the variation in archaic fossils actually falls into
clearly identifiable sets of traits, and that any type of human fossil
exhibiting a unique set of traits should have a new species name. According to
this view, the Neandertals belong to their own species, H.
neanderthalensis.
D1 | Neandertals |
The Neandertals lived in areas ranging
from western Europe through central Asia from about 200,000 to about 28,000
years ago. The name Neandertal (sometimes spelled Neanderthal) comes from
fossils found in 1856 in the Feldhofer Cave of the Neander Valley in Germany
(tal—a modern form of thal—means “valley” in German). Scientists
realized several years later that prior discoveries—at Engis, Belgium, in 1829
and at Forbes Quarry, Gibraltar, in 1848—also represented Neandertals. These two
earlier discoveries were the first early human fossils ever found.
In the past, scientists claimed that
Neandertals differed greatly from modern humans. However, the basis for this
claim came from a faulty reconstruction of a Neandertal skeleton that showed it
with bent knees and a slouching gait. This reconstruction gave the common but
mistaken impression that Neandertals were dim-witted brutes who lived a crude
lifestyle.
On the contrary, Neandertals, like the
species that preceded them, walked fully upright without a slouch or bent knees.
In addition, their cranial capacity was quite large at about 1,500 cu cm (about
90 cu in), slightly larger on average than that of modern humans. (The
difference probably relates to the greater muscle mass of Neandertals as
compared with modern humans, which usually correlates with a larger brain
size.)
Compared with earlier humans,
Neandertals had a high degree of cultural sophistication. They appear to have
performed symbolic rituals, such as the burial of their dead. Neandertal
fossils—including a number of fairly complete skeletons—are quite common
compared to those of earlier forms of Homo, in part because of the
Neandertal practice of intentional burial. Neandertals also produced
sophisticated types of stone tools known as Mousterian, which involved
creating blanks (rough forms) from which several types of tools could be
made.
Along with many physical similarities,
Neandertals differed from modern humans in several ways. The typical Neandertal
skull had a low forehead, a large nasal area (suggesting a large nose), a
forward-projecting nasal and cheek region, a prominent brow ridge with a bony
arch over each eye, a nonprojecting chin, and an obvious space behind the third
molar (in front of the upward turn of the lower jaw).
Neandertals also had a more heavily
built and large-boned skeleton than do modern humans. Other Neandertal skeletal
features included a bowing of the limb bones in some individuals, broad scapulae
(shoulder blades), hip joints turned outward, a long and thin pubic bone, short
lower leg and arm bones relative to the upper bones, and large surfaces on the
joints of the toes and limb bones. Together, these traits made a powerful,
compact body of short stature—males averaged 1.7 m (5 ft 5 in) tall and 84 kg
(185 lb), and females averaged 1.5 m (5 ft) tall and 80 kg (176 lb).
The short, stocky build of Neandertals
conserved heat and helped them withstand extremely cold conditions that
prevailed in temperate regions beginning about 70,000 years ago. The last known
Neandertal fossils come from western Europe and date from approximately 28,000
years ago.
D2 | Other Late Homo Populations |
At the same time as Neandertal
populations grew in number in Europe and parts of Asia, other populations of
nearly modern humans arose in Africa and Asia. Scientists also commonly refer to
these fossils, which are distinct from but similar to those of Neandertals, as
archaic. Fossils from the Chinese sites of Dali, Maba, and Xujiayao
display the long, low cranium and large face typical of archaic humans, yet they
also have features similar to those of modern people in the region. At the cave
site of Jebel Irhoud, Morocco, scientists have found fossils with the long skull
typical of archaic humans but also the modern traits of a somewhat higher
forehead and flatter midface. Fossils of humans from East African sites older
than 100,000 years—such as Ngaloba in Tanzania and Eliye Springs in Kenya—also
seem to show a mixture of archaic and modern traits.
One of the most unusual branches of the
human family tree was discovered on the Indonesian island of Flores in 2003 and
first described in 2004. A research team digging in a cave, Liang Bua, uncovered
the nearly complete skeleton of what appeared to be a miniature human that lived
as recently as 18,000 years ago. The specimen, believed to be an adult female,
was estimated to stand only about 1 m (3.3 ft) tall. Its brain, estimated at 380
cu cm (23 cu in), was as small as those of chimpanzees and the smallest
australopiths. It had fairly large brow ridges, and its teeth were large
relative to the rest of the skull. Despite being extremely small-brained, it
apparently made simple stone tools. On the basis of these unique traits, the
researchers assigned the skeleton to a new species, Homo floresiensis.
The researchers concluded that H. floresiensis was probably descended
from H. erectus, although this continues to be debated. The diminutive
stature and small brain of H. floresiensis may have resulted from
island dwarfism—an evolutionary process that results from long-term
isolation on a small island with limited food resources and a lack of predators.
Pygmy elephants on Flores, now extinct, showed the same adaptation.
D3 | Anatomically Modern Homo sapiens |
The oldest known fossils that possess
skeletal features typical of modern humans date from 195,000 years ago. Several
key features distinguish the skulls of modern humans from those of archaic
species. These features include a much smaller brow ridge, if any; a
globe-shaped braincase; and a flat or only slightly projecting face of reduced
size, located under the front of the braincase. Among all mammals, only humans
have a face positioned directly beneath the frontal lobe (forward-most area) of
the brain. As a result, modern humans tend to have a higher forehead than did
Neandertals and other archaic humans. The cranial capacity of modern humans
ranges from about 1,000 to 2,000 cu cm (60 to 120 cu in), with the average being
about 1,350 cu cm (80 cu in).
Scientists have found both fragmentary
and nearly complete cranial fossils of early anatomically modern Homo
sapiens from the sites of Singha, Sudan; Omo, Ethiopia; Klasies River Mouth,
South Africa; and Skhūl Cave, Israel. Based on these fossils, many scientists
conclude that modern H. sapiens had evolved in Africa by 195,000 years
ago and started spreading to diverse parts of the world beginning on a route
through the Near East sometime before 90,000 years ago.
E | Theories of Modern Human Origins and Diversity |
Paleoanthropologists are engaged in an
ongoing debate about where modern humans evolved and how they spread around the
world. Differences in opinion rest on the question of whether the evolution of
modern humans took place in a small region of Africa or over a broad area of
Africa and Eurasia. By extension, opinions differ as to whether modern human
populations from Africa displaced all existing populations of earlier humans,
eventually resulting in their extinction.
Those who think modern humans originated
only in Africa and then spread around the world support what is known as the
out of Africa hypothesis. Those who think modern humans evolved over a
large region of Eurasia and Africa support the so-called multiregional
hypothesis.
Researchers have conducted many genetic
studies and carefully assessed fossils to determine which of these hypotheses
agrees more with scientific evidence. The results of this research do not
entirely confirm or reject either one. Therefore, some scientists think a
compromise between the two hypotheses is the best explanation. The debate
between these views has implications for how scientists understand the concept
of race in humans. The question raised is whether the physical differences among
modern humans evolved deep in the past or relatively recently.
E1 | The Out of Africa Hypothesis |
According to the out of Africa
hypothesis, also known as the replacement hypothesis, early
populations of modern humans from Africa migrated to other regions and entirely
replaced existing populations of archaic humans. The replaced populations would
have included the Neandertals and any surviving groups of Homo erectus.
Supporters of this view note that many modern human skeletal traits evolved
relatively recently—within the past 200,000 years or so—suggesting a single,
common origin. In addition, the anatomical similarities shared by all modern
human populations far outweigh those shared by premodern and modern humans
within particular geographic regions. Furthermore, biological research indicates
that most new species of organisms, including mammals, arise from small,
geographically isolated populations.
E2 | The Multiregional Hypothesis |
According to the multiregional
hypothesis, also known as the continuity hypothesis, the evolution
of modern humans began when Homo erectus spread throughout much of
Eurasia around 1 million years ago. Regional populations retained some unique
anatomical features for hundreds of thousands of years, but they also mated with
populations from neighboring regions, exchanging heritable traits with each
other. This exchange of heritable traits is known as gene flow.
Through gene flow, populations of H.
erectus passed on a variety of increasingly modern characteristics, such as
increases in brain size, across their geographic range. Gradually this would
have resulted in the evolution of more modern looking humans throughout Africa
and Eurasia. The physical differences among people today, then, would result
from hundreds of thousands of years of regional evolution. This is the concept
of continuity. For instance, modern East Asian populations have some skull
features that scientists also see in H. erectus fossils from that
region.
Some critics of the multiregional
hypothesis claim that it wrongly advocates a scientific belief in race and could
be used to encourage racism. Supporters of the theory point out, however, that
their position does not imply that modern races evolved in isolation from each
other, or that racial differences justify racism. Instead, the theory holds that
gene flow linked different populations together. These links allowed
progressively more modern features, no matter where they arose, to spread from
region to region and eventually become universal among humans.
E3 | Testing the Two Theories |
Scientists have weighed the out of
Africa and multiregional hypotheses against both genetic and fossil evidence.
The results do not unanimously support either one, but weigh more heavily in
favor of the out of Africa hypothesis.
E3a | Genetic Evidence |
Geneticists have studied the amount
of difference in the DNA (deoxyribonucleic acid) of different populations of
humans. DNA is the molecule that contains our heritable genetic code.
Differences in human DNA result from mutations in DNA structure. Mutations may
result from exposure to external elements such as solar radiation or certain
chemical compounds, while others occur naturally at random.
Geneticists have calculated rates at
which mutations can be expected to occur over time. Dividing the total number of
genetic differences between two populations by an expected rate of mutation
provides an estimate of the time when the two shared a common ancestor. Many
estimates of evolutionary ancestry rely on studies of the DNA in cell structures
called mitochondria. This DNA is referred to as mtDNA (mitochondrial DNA).
Unlike DNA from the nucleus of a cell, which codes for most of the traits an
organism inherits from both parents, mtDNA inheritance passes only from a mother
to her offspring. MtDNA also accumulates mutations about ten times faster than
does DNA in the cell nucleus (the location of most DNA). The structure of mtDNA
changes so quickly that scientists can easily measure the differences between
one human population and another. Two closely related populations should have
only minor differences in their mtDNA. Conversely, two very distantly related
populations should have large differences in their mtDNA.
MtDNA research into modern human
origins has produced two major findings. First, the entire amount of variation
in mtDNA across human populations is small in comparison with that of other
animal species. This means that all human mtDNA originated from a single
ancestral lineage—specifically, a single female—fairly recently and has been
mutating ever since. Most estimates of the mutation rate of mtDNA suggest that
this female ancestor lived about 200,000 years ago. In addition, the mtDNA of
African populations varies more than that of peoples in other continents. This
suggests that the mtDNA of African populations has changed for a longer time
than it has in populations of any other region, and that all living people
inherited their mtDNA from one woman in Africa, who is sometimes called the
Mitochondrial Eve. Some geneticists and anthropologists have concluded from this
evidence that modern humans originated in a small population in Africa and
spread from there.
MtDNA studies have weaknesses,
however, including the following four. First, the estimated rate of mtDNA
mutation varies from study to study, and some estimates put the date of origin
closer to 850,000 years ago, the time of Homo erectus. Second, mtDNA
makes up a small part of the total genetic material that humans inherit. The
rest of our genetic material—about 400,000 times more than the amount of
mtDNA—came from many individuals living at the time of the African Eve,
conceivably from many different regions. Third, the time at which modern mtDNA
began to diversify does not necessarily coincide with the origin of modern human
biological traits and cultural abilities. Fourth, the smaller amount of modern
mtDNA diversity outside of Africa could result from times when European and
Asian populations declined in numbers, perhaps due to climate changes.
Despite these criticisms, many
geneticists continue to favor the out of Africa hypothesis of modern human
origins. Studies of nuclear DNA also suggest an African origin for a variety of
genes. Furthermore, in a remarkable series of studies in the late 1990s,
scientists recovered mtDNA from the first Neandertal fossil found in Germany and
two other Neandertal fossils. In each case, the mtDNA does not closely match
that of modern humans. This finding suggests that at least some Neandertal
populations had diverged from the line to modern humans by 500,000 to 600,000
years ago. This also suggests that Neandertals represent a separate species from
modern H. sapiens. In another study, however, mtDNA extracted from a
62,000-year-old Australian H. sapiens fossil was found to differ
significantly from modern human mtDNA, suggesting a much wider range of mtDNA
variation within H. sapiens than was previously believed. According to
the Australian researchers, this finding lends support to the multiregional
hypothesis because it shows that different populations of H. sapiens,
possibly including Neandertals, could have evolved independently in different
parts of the world.
E3b | Fossil Evidence |
As with genetic research, fossil
evidence also does not entirely support or refute either of the competing
hypotheses of modern human origins. However, many scientists see the balance of
evidence favoring an African origin of modern H. sapiens within the past
200,000 years. The oldest known modern-looking skulls come from Africa and date
from perhaps 195,000 years ago. The next oldest come from the Near East, where
they date from about 90,000 years ago. Fossils of modern humans in Europe do not
exist from before about 40,000 years ago. In addition, the first modern humans
in Europe—often referred to as Cro-Magnon people—had elongated lower leg bones,
as did African populations that were adapted to warm, tropical climates. This
suggests that populations from warmer regions replaced those in colder European
regions, such as the Neandertals.
Fossils also show that populations of
modern humans lived at the same time and in the same regions as did populations
of Neandertals and Homo erectus, but that each retained its distinctive
physical features. The different groups overlapped in the Near East and
Southeast Asia for between about 30,000 and 50,000 years. The maintenance of
physical differences for this amount of time implies that archaic and modern
humans either could not or generally did not interbreed. To some scientists,
this also means that the Neandertals belong to a separate species, H.
neanderthalensis, and that migratory populations of modern humans entirely
replaced archaic humans in both Europe and eastern Asia.
On the other hand, fossils of archaic
and modern humans in some regions show continuity in certain physical
characteristics. These similarities may indicate multiregional evolution. For
example, both archaic and modern skulls of eastern Asia have flatter cheek and
nasal areas than do skulls from other regions. By contrast, the same parts of
the face project forward in the skulls of both archaic and modern humans of
Europe. Assuming that these traits were influenced primarily by genetic
inheritance rather than environmental factors, archaic humans may have given
rise to modern humans in some regions or at least interbred with migrant
modern-looking humans.
E4 | A Compromise Theory |
Each of the competing major hypotheses
of modern human origins has its strengths and weaknesses. Genetic evidence
appears to support the out of Africa hypothesis. In the western half of Eurasia
and in Africa, this hypothesis also seems the better explanation, particularly
in regard to the apparent replacement of Neandertals by modern populations. At
the same time, the multiregional hypothesis appears to explain some of the
regional continuity found in East Asian populations.
Therefore, many paleoanthropologists
advocate a theory of modern human origins that combines elements of the out of
Africa and the multiregional hypotheses. Humans with modern features may have
first emerged in Africa or come together there as a result of gene flow with
populations from other regions. These African populations may then have replaced
archaic humans in certain regions, such as western Europe and the Near East. But
elsewhere—especially in East Asia—gene flow may have occurred among local
populations of archaic and modern humans, resulting in distinct and enduring
regional characteristics.
All three of these views—the two
competing positions and the compromise—acknowledge the strong biological unity
of all people. In the multiregional hypothesis, this unity results from hundreds
of thousands of years of continued gene flow among all human populations.
According to the out of Africa hypothesis, on the other hand, similarities among
all living human populations result from a recent common origin. The compromise
position accepts both of these as reasonable and compatible explanations of
modern human origins.
VI | THE EVOLUTION OF CULTURAL BEHAVIOR |
The story of human evolution is as much
about the development of cultural behavior as it is about changes in physical
appearance. The term culture, in anthropology, traditionally refers to
all human creations and activities governed by social customs and rules. It
includes elements such as technology, language, and art. Human cultural behavior
depends on the social transfer of information from one generation to the next,
which itself depends on a sophisticated system of communication, such as
language.
The term culture has often been used
to distinguish the behavior of humans from that of other animals. However, some
nonhuman animals also appear to have forms of learned cultural behavior. For
instance, different groups of chimpanzees use different techniques to capture
termites for food using sticks. Also, in some regions chimps use stones or
pieces of wood for cracking open nuts. Chimps in other regions do not practice
this behavior, although their forests have similar nut trees and materials for
making tools. These regional differences resemble traditions that people pass
from generation to generation. Traditions are a fundamental aspect of culture,
and paleoanthropologists assume that the earliest humans also had some types of
traditions.
However, modern humans differ from other
animals, and probably many early human species, in that they actively teach each
other and can pass on and accumulate unusually large amounts of knowledge.
People also have a uniquely long period of learning before adulthood, and the
physical and mental capacity for language. Language of all forms—spoken, signed,
and written—provides a medium for communicating vast amounts of information,
much more than any other animal appears to be able to transmit through gestures
and vocalizations.
Scientists have traced the evolution of
human cultural behavior through the study of archaeological artifacts, such as
tools, and related evidence, such as the charred remains of cooked food.
Artifacts show that throughout much of human evolution, culture has developed
slowly. During the Paleolithic, or early Stone Age, basic techniques for making
stone tools changed very little for periods of well over a million years. See
also Archaeology: Prehistoric Archaeology.
Human fossils also provide information
about how culture has evolved and what effects it has had on human life. For
example, over the past 30,000 years, the basic anatomy of humans has undergone
only one prominent change: The bones of the average human skeleton have become
much smaller and thinner. Innovations in the making and use of tools and in
obtaining food—results of cultural evolution—may have led to more efficient and
less physically taxing lifestyles, and thus caused changes in the skeleton.
Culture has played a prominent role in the
evolution of Homo sapiens. Within the last 60,000 years, people have
migrated to settle almost all unoccupied regions of the world, such as small
island chains and the continents of Australia and the Americas. These migrations
depended on developments in transportation, hunting and fishing tools, shelter,
and clothing. Within the past 30,000 years, cultural evolution has sped up
dramatically. This change shows up in the archaeological record as a rapid
expansion of stone tool types and toolmaking techniques, and in works of art and
indications of evolving religion, such as burials. By 10,000 years ago, people
first began to harvest and cultivate grains and to domesticate animals—a
fundamental change in the ecological relationship between human beings and other
life on Earth. The development of agriculture provided people with larger
quantities and more stable supplies of food, which set the stage for the rise of
the first civilizations. Today, culture—and particularly technology—dominates
human life.
Paleoanthropologists and archaeologists
have studied many topics in the evolution of human cultural behavior. These have
included the evolution of (1) social life; (2) subsistence (the acquisition and
production of food); (3) the making and using of tools; (4) environmental
adaptation; (5) symbolic thought and its expression through language, art, and
religion; and (6) the development of agriculture and the rise of
civilizations.
A | Social Life |
Most primate species, including the
African apes, live in social groups of varying size and complexity. Within their
groups, individuals often have multifaceted roles, based on age, sex, status,
social skills, and personality. The discovery in 1975 at Hadar, Ethiopia, of a
group of several Australopithecus afarensis individuals who died together
3.2 million years ago appears to confirm that early humans lived in social
groups. Scientists have referred to this collection of fossils as The First
Family.
One of the first physical changes in the
evolution of humans from apes—a decrease in the size of male canine teeth—also
indicates a change in social relations. Male apes sometimes use their large
canines to threaten (or sometimes fight with) other males of their species,
usually over access to females, territory, or food. The evolution of small
canines in australopiths implies that males had either developed other methods
of threatening each other or become more cooperative. In addition, both male and
female australopiths had small canines, indicating a reduction of sexual
dimorphism from that in apes. Yet, although sexual dimorphism in canine size
decreased in australopiths, males were still much larger than females. Thus,
male australopiths might have competed aggressively with each other based on
sheer size and strength, and the social life of humans may not have differed
much from that of apes until later times.
Scientists believe that several of the
most important changes from apelike to characteristically human social life
occurred in species of the genus Homo, whose members show even less
sexual dimorphism. These changes, which may have occurred at different times,
included (1) prolonged maturation of infants, including an extended period
during which they required intensive care from their parents; (2) special bonds
of sharing and exclusive mating between particular males and females, called
pair-bonding; and (3) the focus of social activity at a home base,
a safe refuge in a special location known to family or group members.
A1 | Parental Care |
Humans, who have a large brain, have a
prolonged period of infant development and childhood because the brain takes a
long time to mature. Since the australopith brain was not much larger than that
of a chimp, some scientists think that the earliest humans had a more apelike
rate of growth, which is far more rapid than that of modern humans. This view is
supported by studies of australopith fossils looking at tooth development—a good
indicator of overall body development.
In addition, the human brain becomes
very large as it develops, so a woman must give birth to a baby at an early
stage of development in order for the infant’s head to fit through her birth
canal. Thus, human babies require a long period of care to reach a stage of
development at which they depend less on their parents. In contrast with a
modern female, a female australopith could give birth to a baby at an advanced
stage of development because its brain would not be too large to pass through
the birth canal. The need to give birth early—and therefore to provide more
infant care—may have evolved around the time of the middle Homo species
Homo ergaster. This species had a brain significantly larger than that of
the australopiths, but a narrow birth canal.
A2 | Pair-Bonding |
Pair-bonding, usually of a fairly short
duration, occurs in a variety of primate species. Some scientists speculate that
prolonged bonds developed in humans along with increased sharing of food. Among
primates, humans have a distinct type of food-sharing behavior. People will
delay eating food until they have returned with it to the location of other
members of their social group. This type of food sharing may have arisen at the
same time as the need for intensive infant care, probably by the time of H.
ergaster. By devoting himself to a particular female and sharing food with
her, a male could increase the chances of survival for his own offspring.
A3 | The Home Base |
Humans have lived as foragers for
millions of years. Foragers obtain food when and where it is available over a
broad territory. Modern-day foragers (also known as hunter-gatherers)—such as
the San people in the Kalahari Desert of southern Africa—also set up central
campsites, or home bases, and divide work duties among men and women. Women
gather readily available plant and animal foods, while men take on the often
less successful task of hunting. Female and male family members and relatives
bring together their food to share at their home base. The modern form of the
home base—which also serves as a haven for raising children and caring for the
sick and elderly—may have first developed with middle Homo after about
1.7 million years ago. However, the first evidence of hearths and
shelters—common to all modern home bases—comes from only after 500,000 years
ago. Thus, a modern form of social life may not have developed until late in
human evolution.
B | Subsistence |
Human subsistence refers to the types of
food humans eat, the technology used in and methods of obtaining or producing
food, and the ways in which social groups or societies organize themselves for
getting, making, and distributing food. For millions of years, humans probably
fed on-the-go, much as other primates do. The lifestyle associated with this
feeding strategy is generally organized around small, family-based social groups
that take advantage of different food sources at different times of year.
The early human diet probably resembled
that of closely related primate species. The great apes eat mostly plant foods.
Many primates also eat easily obtained animal foods such as insects and bird
eggs. Among the few primates that hunt, chimpanzees will prey on monkeys and
even small gazelles. The first humans probably also had a diet based mostly on
plant foods. In addition, they undoubtedly ate some animal foods and might have
done some hunting. Human subsistence began to diverge from that of other
primates with the production and use of the first stone tools. With this
development, the meat and marrow (the inner, fat-rich tissue of bones) of large
mammals became a part of the human diet. Thus, with the advent of stone tools,
the diet of early humans became distinguished in an important way from that of
apes.
Scientists have found broken and
butchered fossil bones of antelopes, zebras, and other comparably sized animals
at the oldest archaeological sites, which date from about 2.5 million years
ago. With the evolution of late Homo, humans began to hunt even
the largest animals on Earth, including mastodons and mammoths, members of the
elephant family. Agriculture and the domestication of animals arose only in the
recent past, with H. sapiens.
B1 | Models of Subsistence in Early Homo |
Paleoanthropologists have debated
whether early members of the modern human genus were aggressive hunters,
peaceful plant gatherers, or opportunistic scavengers. Many scientists once
thought that predation and the eating of meat had strong effects on early human
evolution. This hunting hypothesis suggested that early humans in Africa
survived particularly arid periods by aggressively hunting animals with
primitive stone or bone tools. Supporters of this hypothesis thought that
hunting and competition with carnivores powerfully influenced the evolution of
human social organization and behavior; toolmaking; anatomy, such as the unique
structure of the human hand; and intelligence.
Beginning in the 1960s, studies of
apes cast doubt on the hunting hypothesis. Researchers discovered that
chimpanzees cooperate in hunts of at least small animals, such as monkeys.
Hunting did not, therefore, entirely distinguish early humans from apes, and
therefore hunting alone may not have determined the path of early human
evolution. Some scientists instead argued in favor of the importance of
food-sharing in early human life. According to a food-sharing hypothesis,
cooperation and sharing within family groups—instead of aggressive
hunting—strongly influenced the path of human evolution.
Scientists once thought that
archaeological sites as much as 2 million years old provided evidence to support
the food-sharing hypothesis. Some of the oldest archaeological sites were places
where humans brought food and stone tools together. Scientists thought that
these sites represented home bases, with many of the social features of modern
hunter-gatherer campsites, including the sharing of food between pair-bonded
males and females.
Critique of the food-sharing
hypothesis resulted from more careful study of animal bones from the early
archaeological sites. Microscopic analysis of these bones revealed the marks of
human tools and carnivore teeth, indicating that both humans and potential
predators—such as hyenas, cats, and jackals—were active at these sites. This
evidence suggested that what scientists had thought were home bases where early
humans shared food were in fact food-processing sites that humans abandoned to
predators. Thus, evidence did not clearly support the idea of food-sharing among
early humans.
The new research also suggested a
different view of early human subsistence—that early humans scavenged meat and
bone marrow from dead animals and did little hunting. According to this
scavenging hypothesis, early humans opportunistically took parts of animal
carcasses left by predators, and then used stone tools to remove marrow from the
bones.
Observations that many animals, such
as antelope, often die off in the dry season make the scavenging hypothesis
quite plausible. Early toolmakers would have had plenty of opportunity to
scavenge animal fat and meat during dry times of the year. However, other
archaeological studies—and a better appreciation of the importance of hunting
among chimpanzees—suggest that the scavenging hypothesis is too narrow. Many
scientists now believe that early humans both scavenged and hunted. Evidence of
carnivore tooth marks on bones cut by early human toolmakers suggests that the
humans scavenged at least the larger of the animals they ate. They also ate a
variety of plant foods. Some disagreement remains, however, as to how much early
humans relied on hunting, especially the hunting of smaller animals.
B2 | The Rise of Hunting |
Scientists debate about when humans
first began hunting on a regular basis. For instance, elephant fossils found
with tools made by middle Homo once led researchers to the idea that
members of this species were hunters of big game. However, the simple
association of animal bones and tools at the same site does not necessarily mean
that early humans had killed the animals or eaten their meat. Animals may die in
many ways, and natural forces can accidentally place fossils next to tools.
Recent excavations at Olorgesailie, Kenya, show that H. erectus cut meat
from elephant carcasses but do not reveal whether these humans were regular or
specialized hunters.
Humans who lived outside of
Africa—especially in colder temperate climates—almost certainly needed to eat
more meat than their African counterparts. Humans in temperate Eurasia would
have had to learn about which plants they could safely eat, and the number of
available plant foods would drop significantly during the winter. Still,
although scientists have found very few fossils of edible or eaten plants at
early human sites, early inhabitants of Europe and Asia probably did eat plant
foods in addition to meat.
Sites that provide the clearest
evidence of early hunting include Boxgrove, England, where about 500,000 years
ago people trapped a great number of large game animals between a watering hole
and the side of a cliff and then slaughtered them. At Schöningen, Germany, a
site about 400,000 years old, scientists have found wooden spears with sharp
ends that were well designed for throwing and probably used in hunting large
animals.
Neandertals and other archaic humans
seem to have eaten whatever animals were available at a particular time and
place. So, for example, in European Neandertal sites, the number of bones of
reindeer (a cold-weather animal) and red deer (a warm-weather animal) changed
depending on what the climate had been like. Neandertals probably also combined
hunting and scavenging to obtain animal protein and fat.
For at least the past 100,000 years,
various human groups have eaten foods from the ocean or coast, such as shellfish
and some sea mammals and birds. Others began fishing in interior rivers and
lakes. Between probably 90,000 and 80,000 years ago people in Katanda, in what
is now the Democratic Republic of the Congo, caught large catfish using a set of
barbed bone points, the oldest known specialized fishing implements. The oldest
stone tips for arrows or spears date from about 50,000 to 40,000 years ago.
These technological advances, probably first developed by early modern humans,
indicate an expansion in the kinds of foods humans could obtain.
Beginning 40,000 years ago humans
began making even more significant advances in hunting dangerous animals and
large herds, and in exploiting ocean resources. People cooperated in large
hunting expeditions in which they killed great numbers of reindeer, bison,
horses, and other animals of the expansive grasslands that existed at that time.
In some regions, people became specialists in hunting certain kinds of animals.
The familiarity these people had with the animals they hunted appears in
sketches and paintings on cave walls, dating from as much as 32,000 years ago.
Hunters also used the bones, ivory, and antlers of their prey to create art and
beautiful tools. In some areas, such as the central plains of North America that
once teemed with a now-extinct type of large bison (Bison occidentalis), hunting
may have contributed to the extinction of entire species.
C | Tools |
The making and use of tools alone
probably did not distinguish early humans from their ape predecessors. Instead,
humans made the important breakthrough of using one tool to make another.
Specifically, they developed the technique of precisely hitting one stone
against another, known as knapping. Stone toolmaking characterized the
period sometimes referred to as the Stone Age, which began at least 2.5 million
years ago in Africa and lasted until the development of metal tools within the
last 7,000 years (at different times in different parts of the world). Although
early humans may have made stone tools before 2.5 million years ago, toolmakers
may not have remained long enough in one spot to leave clusters of tools that an
archaeologist would notice today.
The earliest simple form of stone
toolmaking involved breaking and shaping an angular rock by hitting it with a
palm-sized round rock known as a hammerstone. Scientists refer to tools made in
this way as Oldowan, after Olduvai Gorge in Tanzania, a site from which
many such tools have come. The Oldowan tradition lasted for about 1 million
years. Oldowan tools include large stones with a chopping edge, and small, sharp
flakes that could be used to scrape and slice. Sometimes Oldowan toolmakers used
anvil stones (flat rocks found or placed on the ground) on which hard fruits or
nuts could be broken open. Chimpanzees are known to do this today.
Scientists once thought that Oldowan
toolmakers intentionally produced several different types of tools. It now
appears that differences in the shapes of larger tools were a byproduct of
detaching flakes from a variety of natural rock shapes. Learning the skill of
Oldowan toolmaking certainly required observation, but not necessarily
instruction or language. Thus, Oldowan tools were simple, and their makers used
them for such purposes as cutting up animal carcasses, breaking bones to obtain
marrow, cleaning hides, and sharpening sticks for digging up edible roots and
tubers.
Oldowan toolmakers sought out the best
stones for making tools and carried them to food-processing sites. At these
sites, the toolmakers would butcher carcasses and eat the meat and marrow, thus
avoiding any predators that might return to a kill. This behavior of bringing
food and tools together contrasts with an eat-as-you-go strategy of feeding
commonly seen in other primates.
The Acheulean toolmaking tradition,
which began sometime between 1.7 million and 1.5 million years ago, consisted of
increasingly symmetrical tools, most of which scientists refer to as handaxes
and cleavers. Acheulean toolmakers, such as Homo erectus, also worked
with much larger pieces of stone than did Oldowan toolmakers. The symmetry and
size of later Acheulean tools shows increased planning and design—and thus
probably increased intelligence—on the part of the toolmakers. The Acheulean
tradition continued for over 1.35 million years.
The next significant advances in stone
toolmaking were made by at least 200,000 years ago. One of these methods of
toolmaking, known as the prepared core technique (and Levallois in
Europe), involved carefully and exactingly knocking off small flakes around one
surface of a stone and then striking it from the side to produce a preformed
tool blank, which could then be worked further. Within the past 40,000 years,
modern humans developed the most advanced stone toolmaking techniques. The
so-called prismatic-blade core toolmaking technique involved removing the
top from a stone, leaving a flat platform, and then breaking off multiple blades
down the sides of the stone. Each blade had a triangular cross-section, giving
it excellent strength. Using these blades as blanks, people made exquisitely
shaped spearheads, knives, and numerous other kinds of tools. The most advanced
stone tools also exhibit distinct and consistent regional differences in style,
indicating a high degree of cultural diversity.
D | Environmental Adaptation |
Early humans experienced dramatic shifts
in their environments over time. Fossilized plant pollen and animal bones, along
with the chemistry of soils and sediments, reveal much about the environmental
conditions to which humans had to adapt.
By 8 million years ago, the continents
of the world, which move over very long periods, had come to the positions they
now occupy. But the crust of the Earth has continued to move since that time.
These movements have dramatically altered landscapes around the world. Important
geological changes that affected the course of human evolution include those in
southern Asia that formed the Himalayan mountain chain and the Tibetan Plateau,
and those in eastern Africa that formed the Great Rift Valley. The formation of
major mountain ranges and valleys led to changes in wind and rainfall patterns.
In many areas dry seasons became more pronounced, and in Africa conditions
became generally cooler and drier.
By 5 million years ago, the amount of
fluctuation in global climate had increased. Temperature fluctuations became
quite pronounced during the Pliocene Epoch (5 million to 1.6 million years ago).
During this time the world entered a period of intense cooling called an ice
age, which began around 2.8 million years ago. Ice ages cycle through colder
phases known as glacials (times when glaciers form) and warmer phases known as
interglacials (during which glaciers melt). During the Pliocene, glacials and
interglacials each lasted about 40,000 years each. The Pleistocene Epoch (1.6
million to 10,000 years ago), in contrast, had much larger and longer ice age
fluctuations. For instance, beginning about 700,000 years ago, these
fluctuations repeated roughly every 100,000 years.
Between 5 million and 2 million years
ago, a mixture of forests, woodlands, and grassy habitats covered most of
Africa. Eastern Africa entered a significant drying period around 1.7 million
years ago, and after 1 million years ago large parts of the African landscape
turned to grassland. So the early australopiths and early Homo lived in
relatively wooded places, whereas Homo ergaster and H. erectus
lived in areas of Africa that were more open. Early human populations
encountered many new and different environments when they spread beyond Africa,
including colder temperatures in the Near East and bamboo forests in Southeast
Asia. By about 1.4 million years ago, populations had moved into the temperate
zone of northeast Asia, and by 800,000 years ago they had dispersed into the
temperate latitudes of Europe. Although these first excursions to latitudes of
40° north and higher may have occurred during warm climate phases, these
populations also must have encountered long seasons of cold weather.
All of these changes—dramatic shifts in
the landscape, changing rainfall and drying patterns, and temperature
fluctuations—posed challenges to the immediate and long-term survival of early
human populations. Populations in different environments evolved different
adaptations, which in part explains why more than one species existed at the
same time during much of human evolution.
Some early human adaptations to new
climates involved changes in physical (anatomical) form. For example, the
physical adaptation of having a tall, lean body such as that of H.
ergaster—with lots of skin exposed to cooling winds—would have dissipated
heat very well. This adaptation probably helped the species to survive in the
hotter, more open environments of Africa around 1.7 million years ago.
Conversely, the short, wide bodies of the Neandertals would have conserved heat,
helping them to survive in the ice age climates of Europe and western Asia.
Increases in the size and complexity of
the brain, however, made early humans progressively better at adapting through
changes in cultural behavior. The largest of these brain-size increases occurred
over the past 700,000 years, a period during which global climates and
environments fluctuated dramatically. Human cultural behavior also evolved more
quickly during this period, most likely in response to the challenges of coping
with unpredictable and changeable surroundings.
Humans have always adapted to their
environments by adjusting their behavior. For instance, early australopiths
moved both in the trees and on the ground, which probably helped them survive
environmental fluctuations between wooded and more open habitats. Early Homo
adapted by making stone tools and transporting their food over long
distances, thereby increasing the variety and quantities of different foods they
could eat. An expanded and flexible diet would have helped these toolmakers
survive unexpected changes in their environment and food supply.
When populations of H. erectus
moved into the temperate regions of Eurasia, they faced new challenges to
survival. During the colder seasons they had to either move away or seek
shelter, such as in caves. Some of the earliest definitive evidence of cave
dwellers dates from around 800,000 years ago at the site of Atapuerca in
northern Spain. This site may have been home to early H. heidelbergensis
populations. H. erectus also used caves for shelter.
Eventually, early humans learned to
control fire and to use it to create warmth, cook food, and protect themselves
from other animals. The oldest known fire hearths date from between 450,000 and
300,000 years ago, at sites such as Bilzingsleben, Germany; Verteszöllös,
Hungary; and Zhoukoudian (Chou-k’ou-tien), China. African sites as old as 1.6
million to 1.2 million years contain burned bones and reddened sediments, but
many scientists find such evidence too ambiguous to prove that humans controlled
fire. Early populations in Europe and Asia may also have worn animal hides for
warmth during glacial periods. The oldest known bone needles, which indicate the
development of sewing and tailored clothing, date from about 30,000 to 26,000
years ago.
E | Symbolic Thought—Language, Art, and Religion |
The evolution of cultural behavior
relates directly to the development of the human brain, and particularly the
cerebral cortex, the part of the brain that allows abstract thought, beliefs,
and expression through language. Humans communicate through the use of
symbols—ways of referring to things, ideas, and feelings that communicate
meaning from one individual to another but that need not have any direct
connection to what they identify. For instance, a word—one type of symbol—does
not usually relate directly to the thing or idea it represents; it is
abstract. English-speaking people use the word lion to describe a
lion, not because a dangerous feline looks like the letters l-i-o-n, but
because these letters together have a meaning created and understood by
people. See also Culture: Culture Is Symbolic.
People can also paint abstract pictures
or play pieces of music that evoke emotions or ideas, even though emotions and
ideas have no form or sound. In addition, people can conceive of and believe in
supernatural beings and powers—abstract concepts that symbolize real-world
events such as the creation of Earth and the universe, the weather, and the
healing of the sick. Thus, symbolic thought lies at the heart of three hallmarks
of modern human culture: language, art, and religion.
E1 | Language |
In language, people creatively join
words together in an endless variety of sentences—each with a distinct
meaning—according to a set of mental rules, or grammar. Language provides the
ability to communicate complex concepts. It also allows people to exchange
information about both past and future events, about objects that are not
present, and about complex philosophical or technical concepts.
Language gives people many adaptive
advantages, including the ability to plan for the future, to communicate the
location of food or dangers to other members of a social group, and to tell
stories that unify a group, such as mythologies and histories. However, words,
sentences, and languages cannot be preserved like bones or tools, so the
evolution of language is one of the most difficult topics to investigate through
scientific study.
It appears that modern humans have an
inborn instinct for language. Under normal conditions it is almost impossible
for a person not to develop language, and people everywhere go through the same
stages of increasing language skill at about the same ages. While people appear
to have inborn genetic information for developing language, they learn specific
languages based on the cultures from which they come and the experiences they
have in life.
The ability of humans to have language
depends on the complex structure of the modern brain, which has many
interconnected, specific areas dedicated to the development and control of
language. The complexity of the brain structures necessary for language suggests
that it probably took a long time to evolve. While paleoanthropologists would
like to know when these important parts of the brain evolved, endocasts
(inside impressions) of early human skulls do not provide enough detail to show
this.
Some scientists think that even the
early australopiths had some ability to understand and use symbols. Support for
this view comes from studies with chimpanzees. A few chimps and other apes have
been taught to use picture symbols or American Sign Language for simple
communication. Nevertheless, it appears that language—as well as art and
religious ritual—became vital aspects of human life only during the past 100,000
years, primarily within our own species.
E2 | Art |
Humans also express symbolic thought
through many forms of art, including painting, sculpture, and music. An apparent
stone human figurine painted with red ocher was found at Tan-Tan, Morocco, in
1999. The object, which is at least 300,000 years old and possibly as old as
400,000 years, may be a naturally formed stone that was reworked by humans to
emphasize its humanlike shape, making it the earliest sculpture known. Another
object found at a site in Berekhat Ram, Israel, and made of red volcanic rock,
has been interpreted as representing the outline of a female body. The piece
dates from about 250,000 years ago and is controversial—some experts see it as
the result of natural geological processes rather than human handiwork.
Claims for the earliest art made by
modern humans also come from Africa and the Middle East. Small, perforated
shells found in Algeria, Israel, and South Africa, dating from between 100,000
and 75,000 years ago, may represent beads worn as personal ornaments. Pieces of
ocher, a soft red iron mineral, were found at Blombos Cave in South Africa and
have been dated to between 75,000 and 70,000 years ago. The objects were scraped
and ground to create a flat surface and then etched with complex geometric lines
as apparent decoration or symbolic meaning. Some researchers have interpreted
grooves made on a large rock in a cave in Botswana as possible artistic or
ritual acts that also might date to around 70,000 years ago. Part of the natural
rock formation is said to resemble the head of a python. The proposed date for
the markings and the artifacts found in the cave, as well as their possible
significance, will require further study.
Only a few other possible art objects
are currently known from between 200,000 and 50,000 years ago. These items come
from western Europe and are usually attributed to Neandertals. They include two
objects that may have been simple pendants—a tooth and a bone with bored
holes—and several grooved or polished fragments of tooth and bone.
Sites dating from at least 400,000
years ago contain fragments of red and black pigment. Humans might have used
these pigments to decorate bodies or perishable items, such as wooden tools or
clothing of animal hides, but this evidence would not have survived to today.
Solid evidence of the sophisticated use of pigments for symbolic purposes—such
as in religious rituals—comes only from after 40,000 years ago. From early in
this period, researchers have found carefully made types of crayons used in
painting and evidence that humans burned pigments to create a range of
colors.
People began to create and use advanced
types of symbolic objects after about 50,000 years ago. The archaeological
record shows a tremendous blossoming of art between 32,000 and 15,000 years ago.
During this period much of the art appears to have been used in rituals—possibly
ceremonies to ask spirit beings for a successful hunt. People also adorned
themselves with intricate jewelry of ivory, bone, and stone. They carved
beautiful figurines representing animals and human forms. Many carvings,
sculptures, and paintings depict stylized images of the female body. Some
scientists think such female figurines represent fertility.
Early wall paintings made sophisticated
use of texture and color. The area of what is now southern France contains many
famous sites of such paintings. These include the caves of Chauvet, which
contain art over 32,000 years old, and Lascaux, in which paintings date from as
much as 18,000 years ago. In some cases, artists painted on walls that can be
reached only with special effort, such as by crawling. The act of getting to
these paintings gives them a sense of mystery and ritual, as it must have to the
people who originally viewed them, and archaeologists refer to some of the most
extraordinary painted chambers as sanctuaries. Yet no one knows for sure what
meanings these early paintings and engravings had for the people who made them.
See also Paleolithic Art.
E3 | Religion |
A cave site near Atapuerca in Spain
dated to around 400,000 years ago may contain the earliest evidence of human
religion or ritual. The site includes a pit called Sima de los Huesos (“Pit of
Bones”), which holds thousands of human bones belonging to about 30 individuals.
Humans apparently did not live in the cave so the bodies must have been brought
to the pit and deliberately thrown in. A single, carefully worked symmetrical
hand ax was found with the bones. The remains have been attributed to Homo
heidelbergensis, the human species common in Europe at the time and the
possible ancestor of Neandertals.
Graves from Europe and western Asia
indicate that the Neandertals were the first humans to bury their dead, at least
on occasion. Some sites contain very shallow graves, which group or family
members may have dug simply to remove corpses from sight. In other cases it
appears that groups may have observed rituals of grieving for the dead or
communicating with spirits. Some researchers have claimed that grave goods, such
as meaty animal bones or flowers, had been placed with buried bodies, suggesting
that some Neandertal groups might have believed in an afterlife. In a large
proportion of Neandertal burials, the corpse had its legs and arms drawn in
close to its chest, which could indicate a ritual burial position.
Other researchers have challenged these
interpretations, however. They suggest that perhaps the Neandertals had
practical rather than religious reasons for positioning dead bodies. For
instance, a body manipulated into a fetal position would need only a small hole
for burial, making the job of digging a grave easier. In addition, the animal
bones and flower pollen near corpses could have been deposited by accident or
without religious intention.
Many scientists once thought that
fossilized bones of cave bears (a now-extinct species of large bear) found in
Neandertal caves indicated that these people had what has been referred to as a
cave bear cult, in which they worshiped the bears as powerful spirits. However,
after careful study researchers concluded that the cave bears probably died
while hibernating and that Neandertals did not collect their bones or worship
them. Considering current evidence, the case for religion among Neandertals
remains controversial.
The earliest evidence for religion or
ritual in modern humans may come from Ethiopia, where paleoanthropologists found
three skulls dated to about 160,000 years ago. The skull bones of two adults and
a child show evidence of repeated handling and polishing, along with apparent
decoration with scratch marks. The skulls were not found with other bones from
the bodies, suggesting early modern Homo sapiens possibly carried around
the detached skulls for ritual purposes. See also Religion: Rituals
and Symbols.
F | Domestication, Agriculture, and the Rise of Civilizations |
One of the most important developments
in human cultural behavior occurred when people began to domesticate (control
the breeding of) plants and animals. Domestication and the advent of agriculture
led to the development of dozens of staple crops (foods that form the basis of
an entire diet) in temperate and tropical regions around the world. Almost the
entire population of the world today depends on just four of these major crops:
wheat, rice, corn, and potatoes. See also Crop Farming.
F1 | Human Manipulation of the Environment |
The growth of farming and animal
herding initiated one of the most remarkable changes ever in the relationship
between humans and the natural environment. The change first began just 10,000
years ago in the Near East and has accelerated very rapidly since then. It also
occurred independently in other places, including areas of Mexico, China, and
South America. Since the first domestication of plants and animals, many species
over large areas of the planet have come under human control. The overall number
of plant and animal species has decreased, while the populations of a few
species needed to support large human populations have grown immensely. In areas
dominated by people, interactions among plants and animals usually fall under
the control of a single species—Homo sapiens.
By the time of the initial transition
to plant and animal domestication, the cold, glacial landscapes of 18,000 years
ago had long since given way to warmer and wetter environments. At first, people
adapted to these changes by using a wider range of natural resources. Later they
began to focus on a few of the most abundant and hardy types of plants and
animals. The plants people began to use in large quantities included cereal
grains, such as wheat in western Asia; wild varieties of rice in eastern Asia;
and maize, of which corn is one variety, in what is now Mexico. Some of the
animals people first began to herd included wild goats in western Asia, wild
ancestors of chickens in eastern Asia, and llamas in South America.
By carefully collecting plants and
controlling wild herd animals, people encouraged the development of species with
characteristics favorable for growing, herding, and eating. This process of
selecting certain species and controlling their breeding eventually created new
species of plants, such as oats, barley, and potatoes; and animals, including
cattle, sheep, and pigs. From these domesticated plant and animal species,
people obtained important products, such as flour, milk, and wool.
F2 | Effects of Food Production on Human Society |
By harvesting and herding domesticated
species, people could store large quantities of plant foods, such as seeds and
tubers, and have a ready supply of meat and milk. These readily available
supplies gave people some long-term food security. In contrast, the foraging
lifestyle of earlier human populations never provided them with a significant
store of food. With increased food supplies, agricultural peoples could settle
into villages and have more children. The new reliance on agriculture and change
to settled village life also had some negative effects. As the average diet
became more dependent on large quantities of one or a few staple crops, people
became more susceptible to diseases brought on by a lack of certain nutrients. A
settled lifestyle also increased contact among people and between people and
their refuse and waste matter, both of which acted to increase the incidence and
transmission of disease.
People responded to the increasing
population density—and a resulting overuse of farming and grazing lands—in
several ways. Some people moved to settle entirely new regions. Others devised
ways of producing food in larger quantities and more quickly. The simplest way
was to expand onto new fields for planting and new pastures to support growing
herds of livestock. Many populations also developed systems of irrigation and
fertilization that allowed them to reuse cropland and to produce greater amounts
of food on existing fields.
F3 | The Rise of Civilizations |
The rise of civilizations—the large and
complex types of societies in which most people still live today—developed along
with surplus food production. People of high status eventually used food
surpluses as a way to pay for labor and to create alliances among groups, often
against other groups. In this way, large villages could grow into city-states
(urban centers that governed themselves) and eventually empires covering vast
territories. With surplus food production, many people could work exclusively in
political, religious, or military positions; or in artistic and various skilled
vocations. Command of food surpluses also enabled rulers to control laborers,
such as in slavery. All civilizations developed based on such hierarchical
divisions of status and vocation.
The earliest civilization arose over
7,000 years ago in Sumer in what is now Iraq. Sumer grew powerful and prosperous
by 5,000 years ago, when it centered on the city-state of Ur. The region
containing Sumer, known as Mesopotamia, was the same area in which people had
first domesticated animals and plants. Other centers of early civilizations
include the Nile Valley of Northeast Africa, the Indus Valley of South Asia, the
Yellow River Valley of East Asia, the Oaxaca and Mexico valleys and the Yucatán
region of Central America, and the Andean region of South America. See also
Egypt: History; China: History; Aztec; Maya
Civilization; and Inca Empire.
All early civilizations had some common
features. Some of these included a bureaucratic political body, a military, a
body of religious leadership, large urban centers, monumental buildings and
other works of architecture, networks of trade, and food surpluses created
through extensive systems of farming. Many early civilizations also had systems
of writing, numbers and mathematics, and astronomy (with calendars); road
systems; a formalized body of law; and facilities for education and the
punishment of crimes. See also Writing: History of Writing;
Number Systems; Mathematics: History of Mathematics; History of
Astronomy: Ancient Origins; and Calendar: Ancient
Calendars.
With the rise of civilizations, human
evolution entered a phase vastly different from all that came before. Prior to
this time, humans had lived in small, family-centered groups essentially exposed
to and controlled by forces of nature. Several thousand years after the rise of
the first civilizations, most people now live in societies of millions of
unrelated people, all separated from the natural environment by houses,
buildings, automobiles, and numerous other inventions and technologies. Culture
will continue to evolve quickly and in unforeseen directions, and these changes
will, in turn, influence the physical evolution of Homo sapiens and any
other human species to come.
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