I | INTRODUCTION |
Ottoman
Empire, dynastic state centered in what is now Turkey, founded in the
late 13th century and dismantled in the early 20th century. At its height in the
mid-1500s, at the end of the reign of Süleyman I, the Ottoman Empire controlled
a vast area extending from the Balkan Peninsula to the Middle East and North
Africa. The empire went into slow decline after Süleyman, and by the early 1900s
it controlled only Asia Minor (the Anatolia region of present-day Turkey) and
parts of the Balkans and the Middle East. The Ottomans lost even more territory
during World War I (1914-1918). Allied troops occupied the empire from the end
of the war until 1922, when nationalist forces under Mustafa Kemal (later
Atatürk) drove them out; Kemal abolished the empire later that year and
proclaimed the Republic of Turkey in 1923.
Before the rise of the Ottomans, the Byzantine
Empire controlled western Anatolia, while most of the rest of the region was
controlled by the Seljuk Turks (see Seljuks). In the 13th century Seljuk
power began to fade and a number of small Turkish states began to emerge in the
frontier lands between the Byzantine Empire and the shrinking Seljuk state. In
1299 a Turkish Muslim warrior known as Osman began to lead raids on Christian
Byzantine settlements in western Anatolia. The followers of Osman became known
as Osmanlılar (Turkish for “those associated with Osman”), or, the
Ottomans. Beginning with Osman, members of the House of Osman ruled the Ottoman
state in unbroken succession until 1922; these rulers were known as
sultans.
II | OTTOMAN EXPANSION |
Osman was able to bring other Turks under his
banner for two main reasons. First, the Ottomans had the most advantageous
position of all the Turkish states near the Byzantine frontier. They were
centered at Söğüt (near Eskişehir), which was close to the Nicaea (now İznik)
area, which had been the Greek Byzantine capital between 1204 and 1261. The
Byzantines had settled around Nicaea after being driven from their capital of
Constantinople (now İstanbul) by the Fourth Crusade in 1204. After recapturing
Constantinople in 1261, the Byzantines sought to reassert their control over the
Balkan Peninsula and neglected the defenses of Nicaea and their other
territories in Anatolia. Their proximity to Nicaea offered the Ottomans the best
opportunities for plunder. Second, more than any other Turkish frontier state,
they took the concept of being a ghazi—that is, a warrior who carried out raids
upon and warfare with the Christians in the interests of Islam—and made it their
guiding principle.
Under Osman, the Ottomans besieged the main
Byzantine strongholds between Söğüt and Nicaea. After Osman died in 1326, his
son and successor Orhan (reigned 1326-1362) took the city of Bursa. From Bursa,
which became the Ottoman capital, the Ottomans extended their grip over the
surrounding territory. Absorption of the Turkish frontier state of Karası,
extended Ottoman sway to the Sea of Marmara and the Aegean Sea. Constantinople,
the Byzantine capital and the goal of Islamic conquest since the time of the
Prophet Muhammad, was just across the Sea of Marmara.
The Ottomans, however, were not yet strong
enough to launch a direct attack on the Byzantine Empire. Instead, they had
themselves hired as mercenaries to assist the Byzantine emperor against a rival
claimant to the throne. Attracted by the potential of plunder in Europe, they
transformed themselves from mercenaries into conquerors, capturing Gallipoli, on
the European side of the Dardanelles Strait, in 1354. The capture of Gallipoli
marked the beginning of Turkish presence in Europe.
Edirne, in Thrace, fell in 1361. After Orhan
died in 1362, he was succeeded by Murad I (reigned 1362-1389), who directed the
Ottoman advance into the Balkan Peninsula. Needing a center closer to the
expanding frontier, Murad established Edirne as a second capital, a position it
would hold even after the Ottoman conquest of Constantinople in 1453.
Meanwhile, the Ottomans continued their
expansion in Anatolia at the expense of rival Turkish emirates (small states
ruled by a hereditary chief called an emir). The emirates bitterly criticized
the Ottomans for waging war on fellow Muslims rather than on Christians, but the
Ottomans continued to expand to the east.
Advancing into the Balkans, the Ottomans
defeated the Bulgarians and then marched into Serbia where, in June 1389, they
defeated the Serbs at the Battle of Kosovo. At the end of the battle, a Serb
killed Murad, and in retaliation the Ottomans executed Lazar, the Serbian
prince.
Murad was succeeded by his son Bayazid I
(reigned 1389-1402), who continued the Ottoman advance in both Europe and
Anatolia. Bayazid’s wheeling back and forth between the western and eastern
fronts earned him the nickname Yildirim (Turkish for “lightning” or “the
thunderbolt”). In the east, the Muslim Turkic conqueror Tamerlane emerged as a
new threat. Supported by the emirs dispossessed earlier by the Ottomans,
Tamerlane defeated Bayazid outside of Ankara in 1402. Perhaps to teach the
Ottomans that true ghazis do not war with other Muslims, Tamerlane restored
former emirates and even gave Bayazid’s sons their own territories.
Bayazid died in captivity, a suicide
according to some accounts, and a struggle for succession to the sultanate broke
out among his sons. Muhammad I (reigned 1413-1421) eventually won the title,
having succeeded in capturing the territories Tamerlane had given his brothers,
and thereby reunifying the Ottoman domains. After starting to recapture the
emirates in western Anatolia that had helped Tamerlane, Muhammad died in 1421
and was succeeded by his son Murad II (reigned 1421-1444; 1446-1451).
By 1423 Murad II had repossessed western
Anatolia. Turning his attention to Europe, he annexed Serbia in 1439 and
besieged Hungarian-held Belgrade in 1440. Murad then grew weary of constant
campaigning. After arranging peace with Hungary and Serbia in 1444 and with his
most powerful enemy, the east central Anatolian emir of Karaman, he abdicated in
favor of his 12-year-old son Muhammad II (reigned 1444-1446, 1451-1481). Reading
this as a sign of Ottoman weakness, Europe unleashed a new crusade to oust the
Ottomans. Murad came out of his retirement and roundly defeated the European
army at Varna, Bulgaria, in late 1444. Murad retired again in favor of Muhammad,
but returned in 1446 to put down a rebellion in Edirne. It was not until Murad’s
death in 1451 that Muhammad II, later called Muhammad the Conqueror, returned to
the throne.
Each early Ottoman sultan launched his
sultanate with a great ghazi victory. For Muhammad, it was the conquest of
Constantinople in 1453. After bombarding the city walls with cannon fire for
months, Muhammad and his troops succeeded in taking the city in less than a day
and destroying the last of the Byzantine Empire. Muhammad made Constantinople
the new Ottoman capital and created the imperial palace complex of Topkapı. He
continued to expand the Ottoman Empire into Europe, securing most of the Balkan
Peninsula, including Greece, Albania, Serbia, and Bosnia. Muhammad died in 1481
just as the Ottoman armies were preparing a full-scale invasion of Italy, which
was then aborted.
The reign of Muhammad’s son and successor
Bayazid II (reigned 1481-1512) was weak in comparison. Two events occurred
during his reign that would challenge the Ottoman Empire for the next several
centuries. The first was the circumnavigation of Africa by Portuguese explorer
Vasco da Gama between 1497 and 1498. This voyage inaugurated a lucrative spice
trade between Europe and South Asia, and Portuguese fleets began to shut down
Arab shipping routes between India, southern Arabia, and Egypt that supplied the
Ottoman spice trade. The second was the rise of the Safavid dynasty in Iran in
1501. Unlike the Ottomans, who were Sunni Muslims, the Safavids belonged to the
Shia branch of Islam. As a nearby rival power with antagonistic Islamic beliefs,
the Safavids presented a challenge to the Islamic legitimacy of the Ottomans and
began to convert inhabitants of the eastern frontiers of the Ottoman
Empire.
The Ottoman response to these challenges had
to wait for the reign of Selim I (reigned 1512-1520). Selim declared a holy war
on the Safavid dynasty, invading Safavid territory along the far eastern
frontier and defeating the Safavids in 1514 at Çaldıran. He then swept through
Anatolia, down the Fertile Crescent, and across the Red Sea to Egypt, capturing
the two holiest cities of Islam, Mecca and Medina, in the process. Seeking to
expel the Portuguese from the Indian Ocean, he created naval fleets at Suez,
Egypt; though the Portuguese were not expelled, Selim did manage to prevent the
establishment of a total Portuguese monopoly over the spice trade.
Selim I died in 1520 after having spent most
of his short reign on matters pertaining to the east. His son and successor
Süleyman I (reigned 1520-1566) again turned the attention of the Ottomans to the
west. In August 1521 Süleyman, later known as Süleyman the Magnificent, opened
the road to Hungary by capturing Belgrade, a Hungarian stronghold. He took the
island of Rhodes from the Knights of Saint John in December 1522, which signaled
the beginning of Ottoman domination of the eastern Mediterranean. In 1529
Süleyman campaigned to the gates of the Habsburg city of Vienna in the west, and
in 1534 took the Iranian city of Tabrīz in the east. When he died in 1566, while
on campaign in Hungary, Süleyman had become the preeminent Muslim ruler in the
world.
Ottoman fortunes began to decline after the
death of Süleyman, but from such a great height that the changes were
imperceptible at first. While continuing to pressure the Habsburg dynasty in
Central Europe, the Ottomans maintained their naval presence in the
Mediterranean by taking Cyprus between 1570 and 1571. They protected their
eastern flank against the Safavids and even began to lock horns with a new
enemy, emerging Russia. Ottoman weakness began to show itself in the 17th
century against both the Habsburgs and Iran. The empire’s agricultural economy
was still strong and self-sufficient, however, giving the Ottomans great
recuperative powers which, when coupled with good leadership, could still make
them a world threat. Such was the case under Sultan Murad IV (reigned
1623-1640), who was the most vigorous sultan since Süleyman. He strengthened the
eastern Ottoman flank by capturing Baghdād from the Safavids. After his death
the empire experienced severe internal crises, including disorder in the
provinces, unrest in the military as serious inflation caused soldiers to be
underpaid or not paid at all, and succession issues due to the lack of
candidates who were of age to assume the sultanate. This led to a period in
Ottoman history known as “the Sultanate of the Women.” During this period the
political impact of the harem was felt and the mothers of young sultans
exercised power in the name of their sons.
Political order was restored in 1656 when
Turhan, the mother of Sultan Muhammad IV, allowed an aged but astute military
figure, Köprülü Muhammad Pasha, to assume the office of grand vizier (chief
minister). In his brief five years of office, Köprülü got rid of incompetent
officials, ferreted out corruption, and revived the vigor and pride of the
Ottoman Empire. He also quelled several rebellions, strengthened the empire’s
defenses, and led the Ottoman forces to victories against the Venetian navy.
Upon his death in 1661 he was succeeded as grand vizier by his own son, Köprülü
Fazıl Ahmed Pasha, thus creating the first family dynasty within the grand
vizierate.
Köprülü Fazıl Ahmed was a great campaigner.
Under him the Ottomans captured much of Ukraine from Poland, and in 1669
completed the conquest of Crete (Kríti), the last great Ottoman acquisition. He
died in 1676 after igniting fear in Europe of the reinvigorated Ottoman Empire.
His successor, Kara Mustafa Pasha, worried Europe further when the Ottoman army
in 1683 appeared for the second time before the gates of Vienna. Due to Kara
Mustafa’s poor strategy, however, the Ottoman army was routed by reinforcing
Polish armies. The failure cost Kara Mustafa his life, as he was executed by
Muhammad IV’s order during the Ottoman retreat. Without the steadying hand of
the Köprülüs, the Ottomans fell back into their earlier state of corruption and
internal dissent. Military losses mounted. In 1697 a new Austrian commander,
Prince Eugene of Savoy, ambushed the Ottoman army at Senta in northern Serbia,
inflicting great losses. The Treaty of Karlowitz restored peace in January 1699.
Under the treaty the Ottoman Empire was, for the first time, forced to
relinquish territory it had long held under its control. This event marked the
beginning of the Ottoman retreat from the Balkan Peninsula.
III | OTTOMAN SOCIETY AND INSTITUTIONS |
The Ottoman state and its society rested on
many institutions. In creating these institutions, the Ottomans drew on the
experiences of earlier Muslim empires, as well as their own Turkish traditions
and ghazi ideals. Many of these institutions were altered or corrupted over
time, contributing in part to the empire’s decline.
The Ottomans’ ancestors, 11th-century
Turkish intruders from Central Asia, brought with them the belief that
leadership was a divine right bestowed on a chosen family. This went against the
established Islamic practice of elected leadership, the model for which was the
selection of Abu Bakr as Islam’s first caliph, or successor to the Prophet
Muhammad. Osman and his descendants ruled in an unbroken chain down to the
abolition of the sultanate by Mustafa Kemal in 1922.
There were two other concepts that
accompanied Ottoman practices of succession. One was that, up until the reign of
Muhammad III (1595-1603), Ottoman princes were sent off to the provinces in the
company of their tutors (and often their mothers) to learn the business of
government. The other was that these same princes had to compete for the throne.
Potential male heirs fought each other at the time of the death of the reigning
sultan, and to the victor went the sultanate. The practice developed that the
sultan would often kill most of his male relatives—careful to leave at least one
alive as a future successor—in order to avoid a rivalry within his own family
that might endanger his reign. After the practice of sending princes to the
provinces was ended, princes were kept in a special place in the palace called
the kafes (Turkish for “cage”), where they generally spent their days in
idleness among the women of their harems. As a result, when they came to the
throne they had no practical experience in governing. In accordance with the
Turkish proverb, “the fish begins to stink at the head,” this lack of leadership
became a serious factor in the decline of the empire.
In addition to their traditions of family
sovereignty, the Ottomans drew strength from their origins as ghazis. The ghazi
principle fueled their urge for conquest and then helped them to structure their
developing society. The social structure of settled, urban Islamic society
consisted of four social groupings: 1) the men of the pen, that is, judges,
imams (prayer leaders), and other intellectuals; 2) the men of the sword,
meaning the military; 3) the men of negotiations, such as merchants; and 4) the
men of husbandry, meaning farmers and livestock raisers. Life on the frontier
was far less structured; society there was divided into two groups, the
askeri (the military) and the raya (the subjects). Besides
protecting the realm and the raya, the askeri conquered new territories, thus
bringing more raya and wealth into the empire.
In the early days, it was possible for raya
to cross over and become askeri through, for example, outstanding military
service. Over time, however, the separation between askeri and raya became more
rigid and the military, like other social groupings within the empire, became
stratified along functional lines. By late in the reign of Süleyman the
Magnificent, the men of the pen were the bureaucrats of the empire, while the
judges and imams made up a separate group called the men of religion. The men of
the pen, the men of religion, and the men of the sword all were classified as
askeri. As such, they were exempt from taxes and lived off of the wealth
produced by the raya. Each of the three groups had its own educational system,
its own internal practices, and its own values. In Ottoman society there was a
place for everyone, but one of the functions of the sultan was to keep everyone
in their place.
There was even a place for the non-Muslim.
In classical Islamic tradition, non-Muslim religious communities that possessed
an accepted, written holy book were granted a covenant of protection, the
dhimma, and were considered to be protected people, the dhimmis.
In return for this status they paid a special poll tax, the cizye. The
Ottomans continued this tradition during the reign of Muhammad the Conqueror
(reigned 1451-1481). The three leading non-Muslim religious communities—the
Jews, the Greek Orthodox Church, and the Armenian Church—were established as
recognized dhimmi communities known as millets. Each millet was headed by
its own religious dignitary: a chief rabbi in the case of the Jews, and
patriarchs in the case of the Greek Orthodox and Armenian communities. In the
millet system, each community was responsible for the allocation and collection
of its taxes, its educational arrangements, and internal legal matters
pertaining especially to personal status issues such as marriage, divorce, and
inheritance. In the pre-modern Middle East, identity was largely based on
religion. This system functioned well until the European concepts of nationalism
and ethnicity filtered into the Ottoman Empire in the second half of the 19th
century.
In addition to the millet system and the
division between the askeri and the raya, several other elements constituted the
backbone of Ottoman administrative practices and military preparedness. They
were the timar system, the land survey, the provincial structure, and the
Janissaries.
Once plunder had given way to conquest as
the financial engine for the empire, the Ottomans needed a way to compensate
some of the askeri, guarantee their future services, and administer newly won
territories. They developed the timar system, likely modeled on an earlier
Persian system. In the timar system, an askeri was given a share of the
agricultural taxes of a designated region—usually consisting of several
villages—in return for military service as a cavalryman and assistance in
provincial administration. Those who were given such grants were called
timarlı (Turkish for “timar-holders”) and, like other askeri, they were
exempt from taxation. The values of timars varied, and the military obligation
attached to the timar varied with its income: the higher the income, the greater
the obligation. At their best times the Ottomans were able to put more than
100,000 cavalrymen into the field.
Timars were set forth and awarded in
accordance with the land survey known as the tahrir. The tahrir took
place when a new area was conquered, and sometimes when there was a change in
reign or when conditions in an older area had changed sufficiently so as to
require a new survey. A team of officials surveyed and recorded by sanjak
(the administrative division of a province) the names of all adult male farmers,
all sources of wealth in the area—farms, orchards, vineyards, mills, farm
animals, and crops—their yields, and the taxes paid on them. Since this process
involved the calculation of regional land and agricultural taxes as well as the
cizye and other Islamic taxes, the committee was assisted at the scene by a
local judge.
Two registers were compiled from the
gathered information. One was a detailed register of both the regional taxes
levied in the sanjak and the new Islamic taxes to be imposed. Also recorded were
the regulations governing the relationships between the timar-holders and the
raya. The timar-holders could collect no more than the officially mandated taxes
and services from the raya. This new regime weighed less heavily on the
peasantry than the former Byzantine tax system.
A copy of the register was kept by the
military commander of the area. He thus knew which timars were vacant, due to
death in battle or otherwise, and could authorize the grant of vacant timars.
Increasingly, sons succeeded their fathers as timar-holders, and even wives
could petition for the timars of their dead husbands. They would then have to
find people to do the military obligation associated with the timar. The timar
system offered two major advantages to the sultan. First, he was able to know
how many cavalrymen he could count on, and second, he was able to have a
relatively accurate idea of the empire’s income. The system was exceptionally
stable up until the 17th century, when inflation and the onset of serious
military losses made timars less desirable.
While the timar system was similar to
Western European feudalism, there were several important differences. Unlike a
European feudal lord, the timar-holder did not dispense justice; justice was the
sultan’s prerogative. European feudalism was government on the local level in
the absence of central government. In the Ottoman Empire central government was
active and crucial; in fact, the timar system, with all its associated
paperwork, could not have survived without it.
Another Islamic institution adapted by the
Ottomans was the ghulam system. A ghulam was a slave (by definition, a
non-Muslim) educated and trained for state service. The Islamic caliph
Al-Mustasim (833-842) used ghulams, and the Ottomans knew of the institution
from their direct predecessors, the Seljuk Turks. The Ottomans modified the
ghulam system by instituting the infamous devshirme, in which young
Christian males between the ages of 8 and 15 were removed from their villages in
the Balkans to be trained for state service. The youths were brought before the
sultan, and the best of them—in terms of physique, intelligence, and other
qualities—were selected for education in the palace school. There they converted
to Islam, became versed in the Islamic religion and its culture, learned Ottoman
Turkish, Persian, and Arabic, and were trained in the military and social arts.
They owed absolute allegiance to the sultan and were destined for the highest
offices in the empire as they rose through the ranks of the school. When members
of this select group graduated at about the age of 25, they assumed positions in
the provincial military structure or took up service in the palace guards
regiments. They could then work their way up the system and become its
military-administrative head, the grand vizier. Those not selected for the
palace school converted to Islam, worked for rural Turkish farmers, learned
vernacular Turkish and folk Islamic culture, and became members of the sultan’s
elite military infantry, the Janissaries.
This division in the devshirme, between
those who received the best available education in the high Islamic tradition
and those who followed the folk tradition and served as Janissaries, reflected a
significant development within the society as a whole: the definition of the
Ottoman identity. By the early 16th century the term Ottoman, which had
first indicated the men around Osman and then the dynasty itself, had become a
cultural-political-sociological term. Only a minority of the askeri class could
be called “true” Ottomans. To be an Ottoman one had to serve the state and the
religion and know the “Ottoman way.” Serving the state meant having a position
within the military, the bureaucracy, or the religious establishment that
carried with it the coveted askeri status and tax exemption. Serving the
religion meant being a Muslim. Knowing the “Ottoman way” meant being completely
at home in the high Islamic tradition. It also meant being fully trained in
Arabic and Persian—languages that were, along with Turkish, the constituent
elements of Ottoman Turkish, the language vehicle of all Ottomans. By this
definition, the bulk of the Janissary corps—made up of devshirme youths who were
not trained in the palace school but rather in the traditions of folk
Islam—could not be considered Ottomans. Even though they served the state and
the religion, they did not know the Ottoman way. High-ranking Greeks who served
as translators for the Ottoman state were not Ottomans because, while they knew
the Ottoman way and served the state, they were not Muslims. Although it was
possible for people born outside the “true” Ottoman group to overcome, either
through the devshirme or through other avenues, the barriers that stood in their
way, the later Ottomans remained a generally exclusive community. Children of
Ottomans had the right connections and opportunities to follow in their fathers’
footsteps, and they were quick to do so.
IV | FROM DECLINE TO DEMISE |
At the start of the 18th century the Ottoman
Empire was beleaguered by internal difficulties. The timar-holder was finding it
difficult to live on a fixed income because inflationary pressures had caused
many of the raya to flee the land for towns and cities. The need for available
cash had already forced the sultans in the 1600s to rely heavily upon tax
farming (selling the right to collect taxes on state-owned areas to private
investors), a practice that became increasingly corrupt. Banditry became common
in the provinces and the government found it difficult to maintain order. The
devshirme was similarly on the verge of disintegration. Military conquests
having come to an end, no new sources of youths were available and the Ottomans
found it increasingly unproductive to take children from the same villages
repeatedly. The Janissary corps was also rapidly becoming a liability without
new sources of recruits. They preferred the comforts of Constantinople to the
hardships of campaigning and had crowded the corps with their own dependents and
relatives. In the 17th century, in Constantinople and elsewhere, the Janissaries
periodically rebelled against sultans they disapproved of and the sultans had
come to fear them. The benefits reaped from the Köprülü era were not long
lasting and the future appeared dim.
Despite these obvious institutional
weaknesses, the Ottomans were able to summon enough residual energy and
resources to mount a number of successful campaigns in the first four decades of
the 18th century. Their defeat of Russian tsar Peter the Great at the Prut River
in 1711 halted, temporarily at least, the Russian effort to become a Black Sea
power. At war again between 1736 and 1739, the Ottomans retook Belgrade and
threatened the Austrians with another attack on Vienna in order to conclude a
favorable peace settlement.
Following that war, with the Ottomans buoyed
by their successes and Europe preoccupied with its own Seven Years’ War
(1756-1763), the empire fell into a state of complacency. They were roused by
defeats in Romania suffered at the hands of Russia in a war that lasted from
1768 to 1774. The Treaty of Kuchuk Kainarji, signed in 1774, was more than a
blow to Ottoman pride; it demonstrated that Ottoman military technology and
methods of warfare were outdated. The Ottoman Empire went to war with Russia
again, from 1787 to 1792, and suffered more losses. The French commander
Napoleon Bonaparte invaded Egypt in 1798, a further sign that Europe was
preparing to take advantage of diminishing Ottoman strength.
As early as 1793 Selim III (reigned
1789-1807) had embarked on a series of reforms intended to modernize the Ottoman
fighting forces. He started with new military schools, staffed with instructors
from France, and then attempted to organize a new body of troops to replace the
Janissaries. This attempt was inconsequential and real reform had to wait until
Sultan Mahmud II (reigned 1808-1839). His first task was to restore the power
and authority of the central government that had been usurped by powerful local
lords called ayan (Turkish for “notables”) and derebeys (“men of
local influence”). Then he had to deal with the fact that the empire was
disintegrating at its peripheries. He reasserted control over the derebeys and
ayan of Anatolia and the Balkans by 1820, but was much less successful in
dealing with the drives for autonomy in Serbia, Greece, and Egypt. Serbia began
to push seriously for autonomy in 1812, and attained it in September 1829 in
return for an annual tribute (payment to Constantinople in return for
protection). Through a combination of its own efforts and the military and
diplomatic support of both Great Britain and Russia, Greece achieved full
autonomy in 1829 and independence in 1830. Meanwhile, Mahmud had taken a stand
against the Janissaries, who had revolted in opposition to military reform. In
1826 the entire corps was dissolved, and thousands of Janissaries were
killed.
Mahmud II faced his most difficult challenge
in Egypt. There, Muhammad Ali—a former low-ranking army officer from Kavála (now
in Greece) who had been sent to Egypt to resist the Napoleonic invasion—had
become the Ottoman viceroy, or governor, of Egypt. Unlike other local viceroys,
Muhammad Ali managed to secure for himself significant autocratic powers and
Egypt developed into an autonomous state under his control. After helping Mahmud
in several successful military campaigns, Muhammad Ali’s army invaded and
captured Syria from the Ottoman Empire in 1831. While the Ottomans regained
Syria nine years later, Egypt remained in the hands of the modernizing Muhammad
Ali dynasty until the early 20th century.
Mahmud II’s successor, Abd al-Madjid (reigned
1839-1861), advised by his foreign minister, Reşid Pasha, embarked upon a
program of reform that would become known as the Tanzimat (Turkish for
“reorganization”). It was ushered in by an imperial decree issued in 1839. As
the empire sought to Westernize itself, it gained the support of the British,
who retained a special relationship with the Ottomans until 1892. The Crimean
War (1853-1856) found Britain and the Ottomans allied against Russia. One of the
prices for British support was the 1856 Ottoman proclamation of the second
reform edict that continued and strengthened the Tanzimat process.
Ali Pasha and Fuad Pasha are the two men most
closely associated with the post-1856 reforms. Both disciples of Reşid Pasha,
the first reformist grand vizier, they had served in Ottoman embassies in Europe
and gathered firsthand experiences about Western culture. Their careers tracked
from minister of foreign affairs to grand vizier. Between them they achieved
great changes in education, military affairs, financial matters, the
bureaucracy, and civil rights of ethnic and religious minorities. New secular
schools were organized at all levels, from elementary school through high school
and higher education. Special schools were organized to train the officer corps
and the bureaucracy. Fuad Pasha died in 1869, followed two years later by
Ali.
After the deaths of Fuad Pasha and Ali Pasha,
the reform movement foundered on budget deficits that led to increased foreign
debt, foreign policy fiascoes, internal ethnic and nationalist discontent, and
loss of European territory. Interethnic strife in Herzegovina was mirrored by
the clash of Austro-Hungarian and Russian ambitions in the Balkans. Added to
this was a rapidly escalating crisis in Bulgaria where Christian rebels
slaughtered thousands of Muslims in 1876. This led to reprisals by Muslims in
which tens of thousands of Bulgarians were slain in what became known as the
Bulgarian Atrocities. Austria and Russia concluded an agreement to capture and
divide up some Ottoman territory in the Balkans, but agreed to stay out of a war
between the Ottoman Empire and Montenegro, won by the Ottomans. In 1876 Abd
al-Hamid II (reigned 1876-1909) came to the throne, granted the first Ottoman
constitution, and seemed to have the diplomatic situation under control. Russia,
however, declared war on the Ottoman Empire in 1877. In a swift campaign the
Russians drove the Ottomans back almost to the walls of Constantinople and
forced them to sign the disastrous Treaty of San Stefano of 1878. This treaty
deprived them of most of their European territories, including Bulgaria, which
was enlarged to include Macedonia and Thrace. Concerned about the Russian gains,
the European powers later that year convened the Congress of Berlin to alter the
treaty. As a result of negotiations before and during the Congress of Berlin,
Bulgaria was reduced in size, and the Ottomans regained possession of Eastern
Rumelia (formerly southern Bulgaria) and Macedonia. Russia made territorial
gains in eastern Anatolia, Serbia and Montenegro became independent, and
Austria-Hungary was allowed to occupy Bosnia and Herzegovina. Britain gained
possession of Cyprus in return for a pledge to the sultan to aid the Ottomans if
they needed military assistance in the future, a guarantee that would never be
acted upon.
Abd al-Hamid’s reign saw further territorial
losses, including the loss of Tunisia to the French in 1881, Egypt to the
British in 1882, and Eastern Rumelia to Bulgaria in 1885. In order to maintain
greater control over what remained of his empire, Abd al-Hamid embarked upon
harsh internal measures. These included a suspension of the constitution he had
granted in 1876, bureaucratization of the government, and the establishment of a
network of spies reporting directly to the palace and the sultan. All European
eyes were on the Ottoman Empire, as it had become a key player in the chaotic
European balance of power and its crumbling was therefore of international
concern (see Eastern Question).
Abd al-Hamid was forced to continue the
reform process, especially with regard to economic development and military
reform. Modernization was necessary to increase both his control over the empire
and his capacity to respond to foreign and internal threats. This led not only
to the introduction of the telegraph to improve military and civilian
communications but also to the construction of a railroad system (the Berlin to
Baghdād Railway), largely through the support of German entrepreneurs backed by
their government. Participation in the railroad projects was eventually opened
to other powers.
The Ottoman Empire gradually drew closer to
Germany, which had economic interests in the empire and became its leading
supplier of munitions and weapons. Even as the empire reoriented its external
affairs, the internal repression of Abd al-Hamid’s regime intensified, leading
to the development of groups opposed to the sultan and his government. Among
those was a large group of army officers stationed mainly in the Balkans
organized as the Committee for Union and Progress (CUP). Through a bloodless
revolt in 1908 this organization and other forces, loosely grouped under the
term Young Turks, compelled the sultan to restore the constitution and
parliamentary government. In 1909 Abd al-Hamid attempted a counter stroke which
failed, and he was deposed and banished from the empire. Although the title of
sultan was given to his brother, who ruled as Muhammad V, the Young Turks of the
CUP, led by a triumvirate of whom Enver Pasha would become the best known, were
in command of the empire.
The Young Turks continued the Ottoman reform
process, opening schools to women and overseeing legislative progress in women’s
rights. External threats plagued the CUP, however. The Italians invaded Tripoli
in 1911 and gained sovereignty there in 1912. The two Balkan Wars from 1912 to
1913, the first a complete disaster, and the second less so, cost the Ottomans
most of their territory in the Balkans. This loss was accompanied by the
slaughter of Turks in Thrace by Bulgarians. The empire emerged from those
difficulties with the CUP firmly entrenched in power. In 1914 Enver Pasha, who
viewed Germany as the only nation that could help the empire out of its
financial difficulties, brought the two states even closer together. He also
became war minister in 1914. The assassination of Austrian archduke Francis
Ferdinand by a Serb in Sarajevo on June 28, 1914, propelled Europe into World
War I (1914-1918). Enver Pasha was largely responsible for the Ottomans aligning
with the Central Powers (Germany, Austria-Hungary, and Bulgaria).
World War I was a disaster for the Ottoman
Empire. Russia invaded Anatolia; the British, aided by an Arab revolt, swept
through the Fertile Crescent; and eventually the Allies occupied Constantinople.
The Russian Revolution in 1917, followed by Russia leaving the war, saved the
empire from the dismemberment that had been planned early in the war in a series
of secret Allied treaties. After Armenians had participated in the killing of
Muslim villagers in 1915 in the region of Van Gölü (Lake Van), in 1917 the
Ottomans sought to deport about 1 million Armenians from eastern Anatolia,
fearing that they would aid the Russians. In the course of that action it is
alleged that more than 800,000 Armenians died. (Only two decades earlier, tens
of thousands of Armenians were killed by Ottoman troops and civilians after the
threat of an Armenian revolution.)
The Battle of Gallipoli, where the
performance of a young army officer named Mustafa Kemal helped turn back the
Allied invasion, was one of the few Ottoman military victories of the war.
Later, Kemal fought against British general Edmund Allenby and organized the
defense of Anatolia against a possible invasion by the British. As the World War
I peace negotiations dragged on at Versailles, the British helped the Greeks
land at İzmir to take the share of western Anatolia that had been promised them
earlier. Mustafa Kemal, who was in Anatolia, organized the resistance against
the Greeks (and later against the British and the French). In Ankara he
organized a rival government, and this Grand National Assembly government
abolished the sultanate on November 1, 1922, formally ending the Ottoman Empire.
The Republic of Turkey was founded the next year.
V | CONTINUITY AND CHANGE |
The differences between the Ottoman Empire at
its peak under Süleyman the Magnificent and the late empire under the CUP are as
startling as the continuities. In place of the devshirme and the palace school
were professional, secular schools for the training of bureaucrats and military
officers. Non-Muslims were also given access, though somewhat limited, to
governmental careers. A place in the Translation Bureau, where many of the
leaders of the late Ottoman Empire were trained, became as coveted a position as
had been a place in the palace school. The timar system was completely phased
out by the mid-19th century, and eventually replaced by an official register of
individual landholdings created under the Land Law of 1858. The late Ottoman
army was based on laws of conscription, not on the forced enlistment of youths
to become Janissaries. Instead of family struggles for the throne, succession to
the title of sultan was governed by the constitution of 1876 and the throne
devolved upon the oldest living male in the dynastic family.
Curiously, the ghazi concept that inspired the
early Ottomans was still at work in the Republic of Turkey. This was evident
when—in recognition of Mustafa Kemal’s victory over the Greeks, who had nearly
conquered Ankara in 1921—the Grand National Assembly conferred upon him the
title of ghazi. The late Ottoman Empire was still heavily agricultural, with
only a small percentage of its population able to read and write. Despite that,
society was far more equal than before, with women playing a greater role in
society than ever. Although the millet system no longer operated, identity was
still largely a matter of religion within the smaller, 20th-century empire. And,
while opportunities in every sphere of late Ottoman life were more available,
the question, whether asked or unasked, was still “Kimsiniz Bey Efendi?” or “Who
are you, sir?”, meaning where are you from within this society, what are your
roots, what have you and yours contributed? That is the question that was asked
in 1300, in 1922, and is still asked in modern Turkey.
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